Fine-tuning a gpt-3.5 ReAct Agent on Better Chain of Thought¶

In this guide, we fine-tune a ReAct Agent powered by gpt-3.5-turbo to perform better chain-of-thought prompting over financial statements.

We do this in the following steps:

1. Setup LlamaIndex query engine tools over Uber 10Q filings.
2. Use our dataset generator to generate a training/evaluation question dataset over a sample 10Q filing. Add complex variations to each question to account for multiple quarters (these complex questions help to induce chain-of-thought prompting).
3. Feed these questions through a GPT-4 ReAct Agent. Log inputs/outputs as a dataset to fine-tune over.
4. Call OpenAI fine-tuning endpoints to fine-tune gpt-3.5-turbo on this dataset.
5. Run qualitative evaluation: show that the fine-tuned model performs better in chain-of-thought prompting than the base model.

Note¶

Each execution of an agent can involve multiple LLM calls through the ReAct chain-of-thought loop. The prompt inputs/output pair for each LLM call is logged as an individual datapoint in the training dataset, in the chat message format.

A big TODO here is to add more quantitative metrics for better evaluation.

Setup Data + Build Query Engine Tools¶

In this section, we load in 3 Uber 10Q fiings (March, June, September). We also setup a standard vector index over each document. This gives the agent the tools to do vector search within any given document.

In [ ]:

%pip install llama-index-finetuning
%pip install llama-index-finetuning-callbacks
%pip install llama-index-llms-openai

%pip install llama-index-finetuning %pip install llama-index-finetuning-callbacks %pip install llama-index-llms-openai

In [ ]:

from llama_index.core import (
    SimpleDirectoryReader,
    VectorStoreIndex,
    StorageContext,
    load_index_from_storage,
)
from llama_index.llms.openai import OpenAI

from llama_index.core.tools import QueryEngineTool, ToolMetadata

from llama_index.core import ( SimpleDirectoryReader, VectorStoreIndex, StorageContext, load_index_from_storage, ) from llama_index.llms.openai import OpenAI from llama_index.core.tools import QueryEngineTool, ToolMetadata

In [ ]:

llm_35 = OpenAI(model="gpt-3.5-turbo-0613", temperature=0.3)

llm_4 = OpenAI(model="gpt-4-0613", temperature=0.3)

llm_35 = OpenAI(model="gpt-3.5-turbo-0613", temperature=0.3) llm_4 = OpenAI(model="gpt-4-0613", temperature=0.3)

In [ ]:

try:
    storage_context = StorageContext.from_defaults(
        persist_dir="./storage/march"
    )
    march_index = load_index_from_storage(storage_context)

    storage_context = StorageContext.from_defaults(
        persist_dir="./storage/june"
    )
    june_index = load_index_from_storage(storage_context)

    storage_context = StorageContext.from_defaults(
        persist_dir="./storage/sept"
    )
    sept_index = load_index_from_storage(storage_context)

    index_loaded = True
except:
    index_loaded = False

try: storage_context = StorageContext.from_defaults( persist_dir="./storage/march" ) march_index = load_index_from_storage(storage_context) storage_context = StorageContext.from_defaults( persist_dir="./storage/june" ) june_index = load_index_from_storage(storage_context) storage_context = StorageContext.from_defaults( persist_dir="./storage/sept" ) sept_index = load_index_from_storage(storage_context) index_loaded = True except: index_loaded = False

In [ ]:

if not index_loaded:
    # load data
    march_docs = SimpleDirectoryReader(
        input_files=["../../data/10q/uber_10q_march_2022.pdf"]
    ).load_data()
    june_docs = SimpleDirectoryReader(
        input_files=["../../data/10q/uber_10q_june_2022.pdf"]
    ).load_data()
    sept_docs = SimpleDirectoryReader(
        input_files=["../../data/10q/uber_10q_sept_2022.pdf"]
    ).load_data()

    # build index
    march_index = VectorStoreIndex.from_documents(
        march_docs,
    )
    june_index = VectorStoreIndex.from_documents(
        june_docs,
    )
    sept_index = VectorStoreIndex.from_documents(
        sept_docs,
    )

    # persist index
    march_index.storage_context.persist(persist_dir="./storage/march")
    june_index.storage_context.persist(persist_dir="./storage/june")
    sept_index.storage_context.persist(persist_dir="./storage/sept")

if not index_loaded: # load data march_docs = SimpleDirectoryReader( input_files=["../../data/10q/uber_10q_march_2022.pdf"] ).load_data() june_docs = SimpleDirectoryReader( input_files=["../../data/10q/uber_10q_june_2022.pdf"] ).load_data() sept_docs = SimpleDirectoryReader( input_files=["../../data/10q/uber_10q_sept_2022.pdf"] ).load_data() # build index march_index = VectorStoreIndex.from_documents( march_docs, ) june_index = VectorStoreIndex.from_documents( june_docs, ) sept_index = VectorStoreIndex.from_documents( sept_docs, ) # persist index march_index.storage_context.persist(persist_dir="./storage/march") june_index.storage_context.persist(persist_dir="./storage/june") sept_index.storage_context.persist(persist_dir="./storage/sept")

In [ ]:

march_engine = march_index.as_query_engine(similarity_top_k=3, llm=llm_35)
june_engine = june_index.as_query_engine(similarity_top_k=3, llm=llm_35)
sept_engine = sept_index.as_query_engine(similarity_top_k=3, llm=llm_35)

march_engine = march_index.as_query_engine(similarity_top_k=3, llm=llm_35) june_engine = june_index.as_query_engine(similarity_top_k=3, llm=llm_35) sept_engine = sept_index.as_query_engine(similarity_top_k=3, llm=llm_35)

In [ ]:

from llama_index.core.tools import QueryEngineTool


query_tool_sept = QueryEngineTool.from_defaults(
    query_engine=sept_engine,
    name="sept_2022",
    description=(
        f"Provides information about Uber quarterly financials ending"
        f" September 2022"
    ),
)
query_tool_june = QueryEngineTool.from_defaults(
    query_engine=june_engine,
    name="june_2022",
    description=(
        f"Provides information about Uber quarterly financials ending June"
        f" 2022"
    ),
)
query_tool_march = QueryEngineTool.from_defaults(
    query_engine=march_engine,
    name="march_2022",
    description=(
        f"Provides information about Uber quarterly financials ending March"
        f" 2022"
    ),
)

query_engine_tools = [query_tool_march, query_tool_june, query_tool_sept]

from llama_index.core.tools import QueryEngineTool query_tool_sept = QueryEngineTool.from_defaults( query_engine=sept_engine, name="sept_2022", description=( f"Provides information about Uber quarterly financials ending" f" September 2022" ), ) query_tool_june = QueryEngineTool.from_defaults( query_engine=june_engine, name="june_2022", description=( f"Provides information about Uber quarterly financials ending June" f" 2022" ), ) query_tool_march = QueryEngineTool.from_defaults( query_engine=march_engine, name="march_2022", description=( f"Provides information about Uber quarterly financials ending March" f" 2022" ), ) query_engine_tools = [query_tool_march, query_tool_june, query_tool_sept]

Setup Base ReAct Agent (gpt-3.5-turbo)¶

Here we define the baseline ReAct agent over our data, on top of gpt-3.5-turbo.

We run some example queries, and show that the ReAct agent can sometimes enter the incorrect reasoning loop to answer the question.

In [ ]:

from llama_index.core.agent import ReActAgent
from llama_index.llms.openai import OpenAI

from llama_index.core.agent import ReActAgent from llama_index.llms.openai import OpenAI

In [ ]:

llm = OpenAI(model="gpt-3.5-turbo-0613")
# llm = OpenAI(model="gpt-4-0613")
base_agent = ReActAgent.from_tools(query_engine_tools, llm=llm, verbose=True)

llm = OpenAI(model="gpt-3.5-turbo-0613") # llm = OpenAI(model="gpt-4-0613") base_agent = ReActAgent.from_tools(query_engine_tools, llm=llm, verbose=True)

In [ ]:

# gpt-3.5 generally gives the right response here
response = base_agent.chat(
    "Analyze Uber revenue growth over the last few quarters"
)
print(str(response))

# gpt-3.5 generally gives the right response here response = base_agent.chat( "Analyze Uber revenue growth over the last few quarters" ) print(str(response))

In [ ]:

print(str(response))

print(str(response))

In [ ]:

# gpt-3.5 doesn't give the right response - it doesn't first search for the quarter with the highest revenue growth
response = base_agent.chat(
    "Can you tell me about the risk factors in the quarter with the highest"
    " revenue growth?"
)
print(str(response))

# gpt-3.5 doesn't give the right response - it doesn't first search for the quarter with the highest revenue growth response = base_agent.chat( "Can you tell me about the risk factors in the quarter with the highest" " revenue growth?" ) print(str(response))

Thought: To answer this question, I need to find the quarter with the highest revenue growth first. I will use the tools march_2022, june_2022, and sept_2022 to get the revenue data for each quarter.
Action: march_2022
Action Input: {'input': 'revenue'}
Observation: We generate substantially all of our revenue from fees paid by Drivers and Merchants for use of our platform. We act as an agent in these transactions by connecting consumers to Drivers and Merchants to facilitate a Trip, meal, or grocery delivery service. In certain markets, where we are responsible for mobility services, we present revenue from end-users on a gross basis. Our revenue is net of Driver and Merchant earnings and Driver incentives. We recognize revenue when a trip is complete.
Thought: The response from the tool doesn't provide a specific revenue figure for the March 2022 quarter. I'll need to ask for the revenue figure specifically.
Action: march_2022
Action Input: {'input': 'revenue figure'}
Observation: The revenue figure for the three months ended March 31, 2022, is $6,854 million.
Thought: Now I have the revenue for the first quarter. I need to get the revenue for the second and third quarters to compare and find the quarter with the highest revenue growth.
Action: june_2022
Action Input: {'input': 'revenue figure'}
Observation: The revenue figure mentioned in the context information is not provided.
Thought: The tool didn't provide the revenue figure for the second quarter. I'll try to get the revenue for the third quarter.
Action: sept_2022
Action Input: {'input': 'revenue figure'}
Observation: The revenue figure mentioned in the context information is $8,343 million for the three months ended September 30, 2022.
Thought: I have the revenue figures for the first and third quarters. Since I couldn't get the revenue for the second quarter, I'll compare the first and third quarters. The third quarter has higher revenue, so I'll consider it as the quarter with the highest revenue growth. Now, I need to find the risk factors for this quarter.
Action: sept_2022
Action Input: {'input': 'risk factors'}
Observation: The risk factors mentioned in the context include risks related to health epidemics and contagious diseases, such as the ongoing COVID-19 pandemic, which can adversely impact the business and operations of the company. Other risk factors include interruptions in the availability or functionality of the platform due to errors or vulnerabilities in the software, risks associated with the use of artificial intelligence (AI) and potential biases or controversies related to data practices, climate change risks, including physical and transitional risks, and the potential impact of extreme weather events on the business, risks related to maintaining and enhancing the brand and reputation of the company, risks associated with attracting and retaining high-quality personnel, risks related to criminal or dangerous activity by platform users, risks associated with new ventures and technologies, risks related to economic, social, weather, and regulatory conditions, risks related to autonomous vehicle technologies, risks related to security breaches and data privacy, risks related to cyberattacks, risks related to reliance on third parties for distribution and software, risks related to the need for additional capital, risks related to acquisitions and integration of businesses, risks related to operating in certain jurisdictions, and risks related to legal and regulatory compliance.
Response: The quarter with the highest revenue growth was the one ending in September 2022, with a revenue figure of $8,343 million. The risk factors for this quarter included health epidemics such as the ongoing COVID-19 pandemic, interruptions in the availability or functionality of the platform due to software errors or vulnerabilities, risks associated with the use of artificial intelligence and potential biases in data practices, climate change risks, risks related to maintaining and enhancing the brand, risks associated with attracting and retaining high-quality personnel, risks related to criminal or dangerous activity by platform users, risks associated with new ventures and technologies, risks related to economic, social, weather, and regulatory conditions, risks related to autonomous vehicle technologies, risks related to security breaches and data privacy, risks related to cyberattacks, risks related to reliance on third parties for distribution and software, risks related to the need for additional capital, risks related to acquisitions and integration of businesses, risks related to operating in certain jurisdictions, and risks related to legal and regulatory compliance.
The quarter with the highest revenue growth was the one ending in September 2022, with a revenue figure of $8,343 million. The risk factors for this quarter included health epidemics such as the ongoing COVID-19 pandemic, interruptions in the availability or functionality of the platform due to software errors or vulnerabilities, risks associated with the use of artificial intelligence and potential biases in data practices, climate change risks, risks related to maintaining and enhancing the brand, risks associated with attracting and retaining high-quality personnel, risks related to criminal or dangerous activity by platform users, risks associated with new ventures and technologies, risks related to economic, social, weather, and regulatory conditions, risks related to autonomous vehicle technologies, risks related to security breaches and data privacy, risks related to cyberattacks, risks related to reliance on third parties for distribution and software, risks related to the need for additional capital, risks related to acquisitions and integration of businesses, risks related to operating in certain jurisdictions, and risks related to legal and regulatory compliance.

Generate Training/Eval Questions¶

Generate a synthetic dataset of questions to ask. To do this, we generate an initial set of questions over a "base" document (the March 2022 10Q), and then we use an LLM to generate variations of that question that can apply across multiple quarters. This allows us to more deeply stress-test the LLM reasoning capabilities.

In [ ]:

from llama_index.core.evaluation import DatasetGenerator

from llama_index.core.evaluation import DatasetGenerator

In [ ]:

base_question_gen_query = (
    "You are a Teacher/ Professor. Your task is to setup a quiz/examination."
    " Using the provided context from the Uber March 10Q filing, formulate a"
    " single question that captures an important fact from the context."
    " context. Restrict the question to the context information provided."
)

dataset_generator = DatasetGenerator.from_documents(
    march_docs,
    question_gen_query=base_question_gen_query,
    llm=llm_35,
)

base_question_gen_query = ( "You are a Teacher/ Professor. Your task is to setup a quiz/examination." " Using the provided context from the Uber March 10Q filing, formulate a" " single question that captures an important fact from the context." " context. Restrict the question to the context information provided." ) dataset_generator = DatasetGenerator.from_documents( march_docs, question_gen_query=base_question_gen_query, llm=llm_35, )

In [ ]:

questions = dataset_generator.generate_questions_from_nodes(num=20)

questions = dataset_generator.generate_questions_from_nodes(num=20)

In [ ]:

questions

questions

Out[ ]:

["What is the address of Uber Technologies, Inc.'s principal executive offices?",
 "What are the financial statements included in Uber's March 10Q filing?",
 'What are some of the factors that Uber identifies as potential impacts on its business operations and financial performance?',
 "What is the company's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q?",
 "What is the total amount of cash and cash equivalents as of March 31, 2022, according to Uber's March 10Q filing?",
 'What was the net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022?',
 'What was the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022?',
 'What was the balance of non-redeemable non-controlling interests as of March 31, 2021, according to the Uber March 10Q filing?',
 'What was the net income (loss) for Uber Technologies, Inc. for the period ending March 31, 2022?',
 'What was the net loss including non-controlling interests for Uber in the first quarter of 2022?',
 'What was the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period?',
 "What is Uber's primary business model and what types of services does it offer on its platform?",
 'What factors did Uber consider when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic?',
 "What are the factors that have had an adverse impact on Uber's business and operations, as mentioned in the March 10Q filing?",
 'What is the revenue recognition method used by Uber for transportation services provided to end-users in certain markets?',
 "What is the total fair value of Uber's financial assets as of March 31, 2022?",
 'What method did Uber use to determine the fair value of its investment in MLU B.V.?',
 'What is the fair value of the MLU B.V. Call Option as of March 31, 2022, and what was the gain for the fair value change during the three months ended March 31, 2022?',
 'What was the amortization expense for intangible assets subject to amortization for the three months ended March 31, 2022?',
 "What were the effective interest rates and maturities of Uber's long-term debt as of March 31, 2022?"]

In [ ]:

from llama_index.llms.openai import OpenAI
from llama_index.core import PromptTemplate


vary_question_tmpl = """\
You are a financial assistant. Given a question over a 2023 Uber 10Q filing, your goal
is to generate up to {num_vary} variations of that question that might span multiple 10Q's.

This can include compare/contrasting different 10Qs, replacing the current quarter with
another quarter, or generating questions that can only be answered over multiple quarters (be creative!)

You are given a valid set of 10Q filings. Please only generate question variations that can be
answered in that set.

For example:
Base Question: What was the free cash flow of Uber in March 2023?
Valid 10Qs: [March 2023, June 2023, September 2023]
Question Variations:
What was the free cash flow of Uber in June 2023?
Can you compare/contrast the free cash flow of Uber in June/September 2023 and offer explanations for the change?
Did the free cash flow of Uber increase of decrease in 2023?

Now let's give it a shot! 

Base Question: {base_question}
Valid 10Qs: {valid_10qs}
Question Variations:
"""


def gen_question_variations(base_questions, num_vary=3):
    """Generate question variations."""

    VALID_10Q_STR = "[March 2022, June 2022, September 2022]"

    llm = OpenAI(model="gpt-4")
    prompt_tmpl = PromptTemplate(vary_question_tmpl)

    new_questions = []
    for idx, question in enumerate(base_questions):
        new_questions.append(question)
        response = llm.complete(
            prompt_tmpl.format(
                num_vary=num_vary,
                base_question=question,
                valid_10qs=VALID_10Q_STR,
            )
        )
        # parse into newlines
        raw_lines = str(response).split("\n")
        cur_new_questions = [l for l in raw_lines if l != ""]
        print(f"[{idx}] Original Question: {question}")
        print(f"[{idx}] Generated Question Variations: {cur_new_questions}")
        new_questions.extend(cur_new_questions)

    return new_questions


def save_questions(questions, path):
    with open(path, "w") as f:
        for question in questions:
            f.write(question + "\n")


def load_questions(path):
    questions = []
    with open(path, "r") as f:
        for line in f:
            questions.append(line.strip())
    return questions

from llama_index.llms.openai import OpenAI from llama_index.core import PromptTemplate vary_question_tmpl = """\ You are a financial assistant. Given a question over a 2023 Uber 10Q filing, your goal is to generate up to {num_vary} variations of that question that might span multiple 10Q's. This can include compare/contrasting different 10Qs, replacing the current quarter with another quarter, or generating questions that can only be answered over multiple quarters (be creative!) You are given a valid set of 10Q filings. Please only generate question variations that can be answered in that set. For example: Base Question: What was the free cash flow of Uber in March 2023? Valid 10Qs: [March 2023, June 2023, September 2023] Question Variations: What was the free cash flow of Uber in June 2023? Can you compare/contrast the free cash flow of Uber in June/September 2023 and offer explanations for the change? Did the free cash flow of Uber increase of decrease in 2023? Now let's give it a shot! Base Question: {base_question} Valid 10Qs: {valid_10qs} Question Variations: """ def gen_question_variations(base_questions, num_vary=3): """Generate question variations.""" VALID_10Q_STR = "[March 2022, June 2022, September 2022]" llm = OpenAI(model="gpt-4") prompt_tmpl = PromptTemplate(vary_question_tmpl) new_questions = [] for idx, question in enumerate(base_questions): new_questions.append(question) response = llm.complete( prompt_tmpl.format( num_vary=num_vary, base_question=question, valid_10qs=VALID_10Q_STR, ) ) # parse into newlines raw_lines = str(response).split("\n") cur_new_questions = [l for l in raw_lines if l != ""] print(f"[{idx}] Original Question: {question}") print(f"[{idx}] Generated Question Variations: {cur_new_questions}") new_questions.extend(cur_new_questions) return new_questions def save_questions(questions, path): with open(path, "w") as f: for question in questions: f.write(question + "\n") def load_questions(path): questions = [] with open(path, "r") as f: for line in f: questions.append(line.strip()) return questions

In [ ]:

new_questions = gen_question_variations(questions)

new_questions = gen_question_variations(questions)

Original Question: What is the address of Uber Technologies, Inc.'s principal executive offices?
Generated Question Variations: ["Has the address of Uber Technologies, Inc.'s principal executive offices changed between March and September 2022?", "What was the address of Uber Technologies, Inc.'s principal executive offices in June 2022?", "Can you track the changes in the address of Uber Technologies, Inc.'s principal executive offices throughout 2022?"]
Original Question: What are the financial statements included in Uber's March 10Q filing?
Generated Question Variations: ["What are the financial statements included in Uber's June 2022 10Q filing?", "Can you compare and contrast the financial statements included in Uber's March and June 2022 10Q filings?", "How have the financial statements included in Uber's 10Q filings evolved over the course of 2022?"]
Original Question: What are some of the factors that Uber identifies as potential impacts on its business operations and financial performance?
Generated Question Variations: ["What were the potential impacts on Uber's business operations and financial performance identified in the June 2022 10Q filing?", "How did the factors impacting Uber's business operations and financial performance change between March and September 2022?", "Can you compare and contrast the potential impacts on Uber's business operations and financial performance as identified in the March 2022 and September 2022 10Q filings?"]
Original Question: What is the company's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q?
Generated Question Variations: ["Has there been any change in Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q between March and September 2022?", "What was the company's stance on updating forward-looking statements in their June 2022 Quarterly Report on Form 10-Q?", "Can you compare and contrast Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q across the three quarters of 2022?"]
Original Question: What is the total amount of cash and cash equivalents as of March 31, 2022, according to Uber's March 10Q filing?
Generated Question Variations: ["What is the total amount of cash and cash equivalents as of June 30, 2022, according to Uber's June 10Q filing?", 'Can you compare the total amount of cash and cash equivalents of Uber in March and June 2022 and provide reasons for any changes?', 'How did the total amount of cash and cash equivalents of Uber change over the three quarters of 2022?']
Original Question: What was the net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022?
Generated Question Variations: ['1. What was the net loss attributable to Uber Technologies, Inc. for the three months ended June 30, 2022?', '2. Can you compare the net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022 and June 30, 2022 and explain any significant changes?', '3. How did the net loss attributable to Uber Technologies, Inc. change over the three quarters of 2022?']
Original Question: What was the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022?
Generated Question Variations: ['1. What was the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended June 30, 2022?', '2. Can you compare the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022 and June 30, 2022 and provide possible reasons for any changes?', '3. How did the comprehensive income (loss) attributable to Uber Technologies, Inc. change over the three quarters of 2022?']
Original Question: What was the balance of non-redeemable non-controlling interests as of March 31, 2021, according to the Uber March 10Q filing?
Generated Question Variations: ['What was the balance of non-redeemable non-controlling interests as of March 31, 2022, according to the Uber March 10Q filing?', "How did the balance of non-redeemable non-controlling interests change from March 2022 to September 2022 according to Uber's 10Q filings?", "Can you compare the balance of non-redeemable non-controlling interests in Uber's March 2022 and June 2022 10Q filings?"]
Original Question: What was the net income (loss) for Uber Technologies, Inc. for the period ending March 31, 2022?
Generated Question Variations: ['1. How did the net income (loss) for Uber Technologies, Inc. change from the period ending March 31, 2022 to the period ending June 30, 2022?', '2. Can you compare the net income (loss) for Uber Technologies, Inc. for the periods ending March 31, 2022 and September 30, 2022?', '3. What was the trend in net income (loss) for Uber Technologies, Inc. over the three quarters ending in March, June, and September 2022?']
Original Question: What was the net loss including non-controlling interests for Uber in the first quarter of 2022?
Generated Question Variations: ['1. How did the net loss including non-controlling interests for Uber change from the first quarter to the second quarter of 2022?', '2. Can you compare the net loss including non-controlling interests for Uber in the first and third quarters of 2022?', '3. What was the trend in net loss including non-controlling interests for Uber over the three quarters of 2022?']
Original Question: What was the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period?
Generated Question Variations: ['What was the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period of June 2022?', 'Can you compare the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the periods of March 2022 and September 2022?', 'What was the trend in the net decrease in cash and cash equivalents, and restricted cash and cash equivalents over the three quarters of 2022?']
Original Question: What is Uber's primary business model and what types of services does it offer on its platform?
Generated Question Variations: ["How has Uber's primary business model and the types of services it offers on its platform evolved from March 2022 to September 2022?", 'Can you compare and contrast the primary business model and types of services Uber offered on its platform in June 2022 versus September 2022?', 'What new types of services did Uber introduce on its platform throughout 2022?']
Original Question: What factors did Uber consider when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic?
Generated Question Variations: ['What factors did Uber consider when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic in June 2022?', 'Can you compare and contrast the factors Uber considered when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic between March and September 2022?', 'How did the factors Uber considered when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic change over the course of 2022?']
Original Question: What are the factors that have had an adverse impact on Uber's business and operations, as mentioned in the March 10Q filing?
Generated Question Variations: ["What are the factors that have had an adverse impact on Uber's business and operations, as mentioned in the June 2022 10Q filing?", "Can you compare and contrast the factors that have had an adverse impact on Uber's business and operations as mentioned in the March and September 2022 10Q filings?", "How have the factors that have had an adverse impact on Uber's business and operations changed over the course of 2022, as per the March, June, and September 10Q filings?"]
Original Question: What is the revenue recognition method used by Uber for transportation services provided to end-users in certain markets?
Generated Question Variations: ['Has the revenue recognition method used by Uber for transportation services provided to end-users in certain markets changed between March and September 2022?', 'What was the revenue recognition method used by Uber for transportation services provided to end-users in certain markets in June 2022?', 'Can you compare the revenue recognition methods used by Uber for transportation services provided to end-users in certain markets across the three quarters of 2022?']
Original Question: What is the total fair value of Uber's financial assets as of March 31, 2022?
Generated Question Variations: ["What is the total fair value of Uber's financial assets as of June 30, 2022?", "Can you compare the total fair value of Uber's financial assets between March and September 2022 and provide possible reasons for any changes?", "How did the total fair value of Uber's financial assets change over the course of 2022?"]
Original Question: What method did Uber use to determine the fair value of its investment in MLU B.V.?
Generated Question Variations: ['How did the method Uber used to determine the fair value of its investment in MLU B.V. change between March and September 2022?', 'Can you compare and contrast the methods Uber used to determine the fair value of its investment in MLU B.V. in June and September 2022?', 'What was the method used by Uber to determine the fair value of its investment in MLU B.V. in June 2022?']
Original Question: What is the fair value of the MLU B.V. Call Option as of March 31, 2022, and what was the gain for the fair value change during the three months ended March 31, 2022?
Generated Question Variations: ['What is the fair value of the MLU B.V. Call Option as of June 30, 2022, and what was the gain for the fair value change during the three months ended June 30, 2022?', 'Can you compare and contrast the fair value of the MLU B.V. Call Option and the gain for the fair value change during the three months ended March 31, 2022, and June 30, 2022?', 'What was the trend in the fair value of the MLU B.V. Call Option and the gain for the fair value change over the three quarters in 2022?']
Original Question: What was the amortization expense for intangible assets subject to amortization for the three months ended March 31, 2022?
Generated Question Variations: ['What was the amortization expense for intangible assets subject to amortization for the three months ended June 30, 2022?', 'Can you compare and contrast the amortization expense for intangible assets subject to amortization for the three months ended March 31, 2022 and June 30, 2022?', 'How did the amortization expense for intangible assets subject to amortization change over the three quarters of 2022?']
Original Question: What were the effective interest rates and maturities of Uber's long-term debt as of March 31, 2022?
Generated Question Variations: ["What were the effective interest rates and maturities of Uber's long-term debt as of June 30, 2022?", "Can you compare and contrast the effective interest rates and maturities of Uber's long-term debt between March and September 2022?", "How did the effective interest rates and maturities of Uber's long-term debt change over the course of 2022?"]

In [ ]:

len(new_questions)

len(new_questions)

In [ ]:

train_questions, eval_questions = new_questions[:60], new_questions[60:]

train_questions, eval_questions = new_questions[:60], new_questions[60:]

In [ ]:

save_questions(train_questions, "train_questions_10q.txt")
save_questions(eval_questions, "eval_questions_10q.txt")

save_questions(train_questions, "train_questions_10q.txt") save_questions(eval_questions, "eval_questions_10q.txt")

In [ ]:

train_questions = load_questions("train_questions_10q.txt")
eval_questions = load_questions("eval_questions_10q.txt")

train_questions = load_questions("train_questions_10q.txt") eval_questions = load_questions("eval_questions_10q.txt")

Use GPT-4 to Log Input/Output Pairs¶

We run the train questions through a GPT-4 powered ReAct agent to collect prompt outputs.

Every prompt call to the LLM is logged as an input/output pair. Since the ReAct loop can call the LLM multiple times, this means that multiple input/output pairs may be logged per user query.

Our OpenAIFineTuningHandler automatically collects prompt input/outputs when agent queries are run. This dataset can then be saved, in a dataset format .jsonl that you can directly feed to the OpenAI Finetuning endpoints.

In [ ]:

from llama_index.llms.openai import OpenAI
from llama_index.finetuning.callbacks import OpenAIFineTuningHandler
from llama_index.core.callbacks import CallbackManager
from llama_index.core.agent import ReActAgent

finetuning_handler = OpenAIFineTuningHandler()
callback_manager = CallbackManager([finetuning_handler])

from llama_index.core import Settings

# limit the context window artifically to test refine process
Settings.context_window = 2048

from llama_index.llms.openai import OpenAI from llama_index.finetuning.callbacks import OpenAIFineTuningHandler from llama_index.core.callbacks import CallbackManager from llama_index.core.agent import ReActAgent finetuning_handler = OpenAIFineTuningHandler() callback_manager = CallbackManager([finetuning_handler]) from llama_index.core import Settings # limit the context window artifically to test refine process Settings.context_window = 2048

In [ ]:

llm = OpenAI(model="gpt-4-0613")
gpt4_agent = ReActAgent.from_tools(
    query_engine_tools,
    llm=llm,
    callback_manager=callback_manager,
    verbose=True,
)

llm = OpenAI(model="gpt-4-0613") gpt4_agent = ReActAgent.from_tools( query_engine_tools, llm=llm, callback_manager=callback_manager, verbose=True, )

In [ ]:

for idx, question in enumerate(train_questions):
    print(f"[{idx}] Question: {question}")
    response = gpt4_agent.query(question)
    print(f"[{idx}] Agent Response: {str(response)}")

for idx, question in enumerate(train_questions): print(f"[{idx}] Question: {question}") response = gpt4_agent.query(question) print(f"[{idx}] Agent Response: {str(response)}")

[0] Question: What is the address of Uber Technologies, Inc.'s principal executive offices?
Thought: I need to use a tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'principal executive offices address'}
Observation: Sorry, but I can't help with that request.
Thought: The first tool didn't provide the needed information. I should try another tool.
Action: june_2022
Action Input: {'input': 'principal executive offices address'}
Observation: Sorry, but I can't help with that request.
Thought: The second tool also didn't provide the needed information. I should try the last tool.
Action: sept_2022
Action Input: {'input': 'principal executive offices address'}
Observation: Sorry, but I can't help with that request.
Response: I'm sorry, but I don't have the specific information about the address of Uber Technologies, Inc.'s principal executive offices. I recommend checking the official Uber website or their latest SEC filings for the most accurate information.
[0] Agent Response: I'm sorry, but I don't have the specific information about the address of Uber Technologies, Inc.'s principal executive offices. I recommend checking the official Uber website or their latest SEC filings for the most accurate information.
[1] Question: Has the address of Uber Technologies, Inc.'s principal executive offices changed between March and September 2022?
Thought: I need to use the tools to get the information about Uber's principal executive offices for March and September 2022.
Action: march_2022
Action Input: {'input': 'principal executive offices'}
Observation: The principal executive offices of Uber Technologies, Inc. are not explicitly mentioned in the provided context information.
Thought: I didn't get the information about Uber's principal executive offices for March 2022. I'll try to get the information for September 2022.
Action: sept_2022
Action Input: {'input': 'principal executive offices'}
Observation: The principal executive offices of Uber Technologies, Inc. are not explicitly mentioned in the provided context information.
Response: I'm sorry, but the information about the address of Uber Technologies, Inc.'s principal executive offices is not available in the provided data for both March and September 2022. Therefore, I cannot determine if there was a change.
[1] Agent Response: I'm sorry, but the information about the address of Uber Technologies, Inc.'s principal executive offices is not available in the provided data for both March and September 2022. Therefore, I cannot determine if there was a change.
[2] Question: What was the address of Uber Technologies, Inc.'s principal executive offices in June 2022?
Thought: I need to use the tool that provides information about Uber's financials for the quarter ending in June 2022 to find the address of Uber's principal executive offices during that time.
Action: june_2022
Action Input: {'input': 'principal executive offices address'}
Observation: I'm sorry, but I cannot provide the principal executive offices address based on the given context information.
Response: I'm sorry, but I cannot provide the address of Uber's principal executive offices in June 2022 based on the available information.
[2] Agent Response: I'm sorry, but I cannot provide the address of Uber's principal executive offices in June 2022 based on the available information.
[3] Question: Can you track the changes in the address of Uber Technologies, Inc.'s principal executive offices throughout 2022?
Thought: I need to use the tools to get the information about Uber's principal executive offices for each quarter of 2022.
Action: march_2022
Action Input: {'input': 'principal executive offices'}
Observation: The principal executive offices of Uber Technologies, Inc. are not explicitly mentioned in the provided context information.
Thought: I didn't get the information for the first quarter. I'll try the second quarter now.
Action: june_2022
Action Input: {'input': 'principal executive offices'}
Observation: The principal executive offices of Uber Technologies, Inc. are not explicitly mentioned in the provided context information.
Thought: I didn't get the information for the second quarter either. I'll try the third quarter now.
Action: sept_2022
Action Input: {'input': 'principal executive offices'}
Observation: The principal executive offices of Uber Technologies, Inc. are not explicitly mentioned in the provided context information.
Response: I'm sorry, but the information about the address of Uber Technologies, Inc.'s principal executive offices is not explicitly mentioned in the provided data for any quarter of 2022.
[3] Agent Response: I'm sorry, but the information about the address of Uber Technologies, Inc.'s principal executive offices is not explicitly mentioned in the provided data for any quarter of 2022.
[4] Question: What are the financial statements included in Uber's March 10Q filing?
Thought: I need to use the tool that provides information about Uber's financials for the quarter ending in March 2022 to answer this question.
Action: march_2022
Action Input: {'input': 'financial statements'}
Observation: The financial statements are included in the Quarterly Report on Form 10-Q of Uber Technologies, Inc. The Chief Financial Officer, Nelson Chai, has certified that the financial statements, along with other financial information included in the report, fairly present the financial condition, results of operations, and cash flows of the company.
Response: The financial statements included in Uber's March 10Q filing are the ones that present the financial condition, results of operations, and cash flows of the company. These statements have been certified by Uber's Chief Financial Officer, Nelson Chai, to fairly represent the company's financial status.
[4] Agent Response: The financial statements included in Uber's March 10Q filing are the ones that present the financial condition, results of operations, and cash flows of the company. These statements have been certified by Uber's Chief Financial Officer, Nelson Chai, to fairly represent the company's financial status.
[5] Question: What are the financial statements included in Uber's June 2022 10Q filing?
Thought: I need to use the june_2022 tool to help me answer the question.
Action: june_2022
Action Input: {'input': 'financial statements'}
Observation: The financial statements are included in the Quarterly Report on Form 10-Q of Uber Technologies, Inc. The Chief Financial Officer, Nelson Chai, has certified that the financial statements, along with other financial information in the report, fairly present the financial condition, results of operations, and cash flows of the company. It is important for the financial statements to accurately reflect the company's financial position in order to maintain investor confidence and comply with regulatory requirements.
Response: The financial statements included in Uber's June 2022 10Q filing are certified by the Chief Financial Officer, Nelson Chai. These statements, along with other financial information in the report, fairly present the financial condition, results of operations, and cash flows of the company. The accuracy of these financial statements is crucial for maintaining investor confidence and complying with regulatory requirements.
[5] Agent Response: The financial statements included in Uber's June 2022 10Q filing are certified by the Chief Financial Officer, Nelson Chai. These statements, along with other financial information in the report, fairly present the financial condition, results of operations, and cash flows of the company. The accuracy of these financial statements is crucial for maintaining investor confidence and complying with regulatory requirements.
[6] Question: Can you compare and contrast the financial statements included in Uber's March and June 2022 10Q filings?
Thought: I need to use the tools to get the financial statements for Uber's March and June 2022.
Action: march_2022
Action Input: {'input': 'financial statements'}
Observation: The financial statements are included in the Quarterly Report on Form 10-Q of Uber Technologies, Inc. The Chief Financial Officer, Nelson Chai, has certified that the financial statements, along with other financial information included in the report, fairly present the financial condition, results of operations, and cash flows of the company. It is important to note that the forward-looking statements made in the report are subject to risks, uncertainties, and other factors, and may not necessarily reflect actual results.
Thought: Now I have the financial statements for March 2022. I need to get the financial statements for June 2022.
Action: june_2022
Action Input: {'input': 'financial statements'}
Observation: The financial statements are included in the Quarterly Report on Form 10-Q of Uber Technologies, Inc. The Chief Financial Officer, Nelson Chai, has certified that the financial statements, along with other financial information in the report, fairly present the financial condition, results of operations, and cash flows of the company. It is important for the financial statements to accurately reflect the company's financial position in order to maintain investor confidence and comply with regulatory requirements.
Response: Both the March and June 2022 financial statements of Uber Technologies, Inc. are included in their respective Quarterly Report on Form 10-Q. In both cases, the Chief Financial Officer, Nelson Chai, has certified that these financial statements, along with other financial information included in the reports, fairly present the financial condition, results of operations, and cash flows of the company. However, the specific numbers and details of the financial statements were not provided in the observations. For a detailed comparison and contrast, the specific financial figures such as revenue, net income, assets, liabilities, and equity would be needed.
[6] Agent Response: Both the March and June 2022 financial statements of Uber Technologies, Inc. are included in their respective Quarterly Report on Form 10-Q. In both cases, the Chief Financial Officer, Nelson Chai, has certified that these financial statements, along with other financial information included in the reports, fairly present the financial condition, results of operations, and cash flows of the company. However, the specific numbers and details of the financial statements were not provided in the observations. For a detailed comparison and contrast, the specific financial figures such as revenue, net income, assets, liabilities, and equity would be needed.
[7] Question: How have the financial statements included in Uber's 10Q filings evolved over the course of 2022?
Thought: I need to use the tools to get the financial data for each quarter of 2022.
Action: march_2022
Action Input: {'input': 'financial statements'}
Observation: The financial statements are included in the Quarterly Report on Form 10-Q of Uber Technologies, Inc. The Chief Financial Officer, Nelson Chai, has certified that the financial statements, along with other financial information included in the report, fairly present the financial condition, results of operations, and cash flows of the company.
Thought: Now I need to get the financial data for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'financial statements'}
Observation: The financial statements are included in the Quarterly Report on Form 10-Q of Uber Technologies, Inc. The Chief Financial Officer, Nelson Chai, has certified that the financial statements, along with other financial information in the report, fairly present the financial condition, results of operations, and cash flows of the company. It is important for the financial statements to accurately reflect the company's financial position in order to maintain investor confidence and comply with regulatory requirements.
Thought: Now I need to get the financial data for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'financial statements'}
Observation: The company is required to prepare and maintain proper internal controls over financial reporting as a result of being a public company. These controls are necessary to ensure the accuracy and completeness of the company's financial statements. Failure to maintain adequate internal controls could adversely affect investor confidence in the company and the value of its common stock. The company is also required to furnish an annual report on the effectiveness of its internal control over financial reporting, and its independent registered public accounting firm is required to attest to this effectiveness. Any material weaknesses in the internal control over financial reporting could result in loss of investor confidence, decline in stock price, and potential sanctions or investigations by regulatory authorities. It is important for the company to continuously evaluate and improve its internal control processes to accurately report its financial condition and operating results.
Response: Over the course of 2022, Uber's financial statements have consistently been certified by the CFO, Nelson Chai, as fairly presenting the financial condition, results of operations, and cash flows of the company. This is crucial for maintaining investor confidence and meeting regulatory requirements. By the third quarter, there is an emphasis on the importance of maintaining proper internal controls over financial reporting due to the company's public status. The company is required to furnish an annual report on the effectiveness of its internal control over financial reporting, and its independent registered public accounting firm is required to attest to this effectiveness. Any material weaknesses could lead to a loss of investor confidence, a decline in stock price, and potential sanctions or investigations by regulatory authorities. Therefore, Uber continuously evaluates and improves its internal control processes to accurately report its financial condition and operating results.
[7] Agent Response: Over the course of 2022, Uber's financial statements have consistently been certified by the CFO, Nelson Chai, as fairly presenting the financial condition, results of operations, and cash flows of the company. This is crucial for maintaining investor confidence and meeting regulatory requirements. By the third quarter, there is an emphasis on the importance of maintaining proper internal controls over financial reporting due to the company's public status. The company is required to furnish an annual report on the effectiveness of its internal control over financial reporting, and its independent registered public accounting firm is required to attest to this effectiveness. Any material weaknesses could lead to a loss of investor confidence, a decline in stock price, and potential sanctions or investigations by regulatory authorities. Therefore, Uber continuously evaluates and improves its internal control processes to accurately report its financial condition and operating results.
[8] Question: What are some of the factors that Uber identifies as potential impacts on its business operations and financial performance?
Thought: I need to use a tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'potential impacts on business operations and financial performance'}
Observation: The potential impacts on business operations and financial performance mentioned in the context include:
- Climate change risks, such as market shifts towards electric vehicles and lower carbon business models, extreme weather events, and emerging climate policies.
- Dependencies on third parties for the performance and reliability of internet and mobile infrastructures, disruptions in internet infrastructure or GPS signals, and the costs of services provided by national telecommunications operators.
- Security or data privacy breaches, cyberattacks, and government regulation and oversight relating to payment and financial services.
- Risks related to the collection, use, transfer, and disclosure of data, as well as protection of intellectual property.
- Volatility in the market price of common stock and the need for additional capital to support business growth.
- Potential limitations or modifications to operating in certain jurisdictions, legal and regulatory risks, and risks related to international operations.
- Risks associated with minority ownership positions in affiliated companies, including limited control over management decisions, expansion of offerings that compete with Uber, and potential decline in the business of these entities.
Thought: I need to use another tool to gather more information.
Action: june_2022
Action Input: {'input': 'potential impacts on business operations and financial performance'}
Observation: The potential impacts on business operations and financial performance could include adverse effects from the COVID-19 pandemic or any future outbreaks of disease. These impacts may result in disruptions to our business partners and third-party vendors, volatility in financial markets, and a decrease in stock price and access to capital markets. Economic conditions, such as changes in discretionary consumer spending, could also harm our business and operating results. Additionally, factors like inflation, increased costs for drivers and merchants, and disruptions in internet infrastructure or GPS signals could adversely affect our operating results. Furthermore, climate change risks, including market shifts towards electric vehicles and extreme weather events, may disrupt our business and result in higher losses and additional costs. It is important to note that the extent of these impacts is uncertain and depends on various future developments.
Thought: I need to use another tool to gather more information.
Action: sept_2022
Action Input: {'input': 'potential impacts on business operations and financial performance'}
Observation: The potential impacts on business operations and financial performance mentioned in the context include the adverse effects of the COVID-19 pandemic, such as reductions in workforce and changes to pricing models. The duration and spread of the pandemic, the efficacy of vaccines, and the impact on capital and financial markets are uncertain factors that could affect the business. Economic conditions, including consumer spending, inflation, and interest rates, may also harm the company's results. Additionally, climate change risks, such as market shifts towards electric vehicles and extreme weather events, could disrupt operations and increase costs. Other risks mentioned include interruptions in platform availability, data breaches, regulatory risks, and the need for additional capital.
Response: Uber identifies several factors that could potentially impact its business operations and financial performance. These include:
[8] Agent Response: Uber identifies several factors that could potentially impact its business operations and financial performance. These include:
[9] Question: What were the potential impacts on Uber's business operations and financial performance identified in the June 2022 10Q filing?
Thought: I need to use the june_2022 tool to help me answer the question.
Action: june_2022
Action Input: {'input': 'potential impacts on business operations and financial performance'}
Observation: The potential impacts on business operations and financial performance could include adverse effects from the COVID-19 pandemic or any future outbreaks of disease. These impacts may result in disruptions to our business partners and third-party vendors, volatility in financial markets, and a decrease in stock price and access to capital markets. Economic conditions, such as changes in discretionary consumer spending, could also harm our business and operating results. Additionally, factors like inflation, increased costs for drivers and merchants, and disruptions in internet infrastructure or GPS signals could adversely affect our operating results. Furthermore, climate change risks, including market shifts towards electric vehicles and extreme weather events, may disrupt our business and result in higher losses and additional costs. It is important to note that the extent of these impacts is uncertain and depends on various future developments.
Response: The potential impacts on Uber's business operations and financial performance identified in the June 2022 10Q filing include:
[9] Agent Response: The potential impacts on Uber's business operations and financial performance identified in the June 2022 10Q filing include:
[10] Question: How did the factors impacting Uber's business operations and financial performance change between March and September 2022?
Thought: I need to use the tools to get the financial data for Uber for the quarters ending in March and September 2022.
Action: march_2022
Action Input: {'input': 'Uber financials'}
Observation: Uber's financial performance has been negatively affected by discounts, promotions, and reductions in fares and service fees. The company relies on pricing models to calculate consumer fares and driver earnings, which have been modified over time and may continue to be modified in the future. Uber faces competition from well-capitalized competitors and may need to maintain or lower fares, service fees, and driver incentives to remain competitive. The company has incurred significant losses since inception and expects operating expenses to increase significantly in the foreseeable future. Achieving profitability in many of its largest markets, including the United States, is not guaranteed. Uber also faces regulatory obstacles and legal risks that could adversely impact its business and future prospects. The company has incurred a significant amount of debt and may incur additional indebtedness in the future, which could limit its funds and restrict its flexibility in operating the business.
Thought: Now I need to use the tool to get the financial data for Uber for the quarter ending in September 2022.
Action: sept_2022
Action Input: {'input': 'Uber financials'}
Observation: Uber's financials are disclosed in their 10-Q report for September 2022. The report provides information on various aspects of Uber's business, including operational metrics, equity stakes in minority-owned affiliates, and the use of cash for payments in certain jurisdictions. It also mentions fines and settlement agreements with regulatory authorities related to data security and privacy practices. Additionally, the report discusses the potential impact of factors such as government regulations, global vaccination efforts, and financial markets on Uber's business. The report also includes information on recently adopted and upcoming accounting pronouncements. Finally, the report provides a breakdown of Uber's revenue by offering and geographical region, including mobility, delivery, freight, and other revenue categories.
Response: Between March and September 2022, several factors impacting Uber's business operations and financial performance changed. In March, the company was primarily affected by discounts, promotions, fare and service fee reductions, competition, regulatory obstacles, and significant debt. By September, the company's financial performance was influenced by factors such as operational metrics, equity stakes in minority-owned affiliates, cash payments in certain jurisdictions, fines and settlement agreements related to data security and privacy practices, government regulations, global vaccination efforts, and financial markets. The company also started providing a breakdown of its revenue by offering and geographical region, including mobility, delivery, freight, and other revenue categories.
[10] Agent Response: Between March and September 2022, several factors impacting Uber's business operations and financial performance changed. In March, the company was primarily affected by discounts, promotions, fare and service fee reductions, competition, regulatory obstacles, and significant debt. By September, the company's financial performance was influenced by factors such as operational metrics, equity stakes in minority-owned affiliates, cash payments in certain jurisdictions, fines and settlement agreements related to data security and privacy practices, government regulations, global vaccination efforts, and financial markets. The company also started providing a breakdown of its revenue by offering and geographical region, including mobility, delivery, freight, and other revenue categories.
[11] Question: Can you compare and contrast the potential impacts on Uber's business operations and financial performance as identified in the March 2022 and September 2022 10Q filings?
Thought: I need to use the tools to get the information from the March 2022 and September 2022 10Q filings.
Action: march_2022
Action Input: {'input': 'potential impacts on business operations and financial performance'}
Observation: The potential impacts on business operations and financial performance mentioned in the context include:
- Climate change risks, such as market shifts towards electric vehicles and lower carbon business models, extreme weather events, and emerging climate policies.
- Dependencies on third parties for the performance and reliability of internet and mobile infrastructures, disruptions in internet infrastructure or GPS signals, and the costs of services provided by national telecommunications operators.
- Security or data privacy breaches, cyberattacks, and government regulation and oversight relating to payment and financial services.
- Risks related to the collection, use, transfer, and disclosure of data, as well as protection of intellectual property.
- Volatility in the market price of common stock and the need for additional capital to support business growth.
- Potential limitations or modifications to operating in certain jurisdictions, legal and regulatory risks, and risks related to international operations.
- Risks associated with minority ownership positions in affiliated companies, including limited control over management decisions, expansion of offerings that compete with Uber, and potential decline in the business of these entities.
Thought: Now I need to use the tool to get the information from the September 2022 10Q filing.
Action: sept_2022
Action Input: {'input': 'potential impacts on business operations and financial performance'}
Observation: The potential impacts on business operations and financial performance mentioned in the context include the adverse effects of the COVID-19 pandemic, such as reductions in workforce and changes to pricing models. The extent of the impact depends on future developments, including the duration of the pandemic, the administration and efficacy of vaccines, and the impact on capital and financial markets. Economic conditions, including factors like unemployment, consumer debt, and inflation, can also harm business and operating results. Additionally, climate change risks, such as market shifts toward electric vehicles and extreme weather events, may disrupt operations and increase costs. Other potential impacts include interruptions in platform availability or functionality, negative publicity and media coverage, challenges in attracting and retaining personnel, criminal activity affecting safety incidents, and security or data privacy breaches.
Response: The March 2022 and September 2022 10Q filings both identify potential impacts on Uber's business operations and financial performance related to climate change risks, security or data privacy breaches, and dependencies on third parties for the performance and reliability of internet and mobile infrastructures.
[11] Agent Response: The March 2022 and September 2022 10Q filings both identify potential impacts on Uber's business operations and financial performance related to climate change risks, security or data privacy breaches, and dependencies on third parties for the performance and reliability of internet and mobile infrastructures.
[12] Question: What is the company's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q?
Thought: I need to use a tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in this Quarterly Report on Form 10-Q that discuss future events or expectations. These statements are based on the company's current projections and beliefs about future trends and events that may impact its business, financial condition, operating results, prospects, strategy, and financial needs. However, actual events or results may differ from these forward-looking statements, and there are risks, uncertainties, assumptions, and other factors that could affect the outcome of these events. Therefore, it is advised not to rely solely on these forward-looking statements as predictions of future events. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of this report.
Response: The company's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q is that these statements are based on current projections and beliefs about future trends and events. However, they caution that actual events or results may differ from these forward-looking statements due to various factors. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of the report. Therefore, it is advised not to rely solely on these forward-looking statements as predictions of future events.
[12] Agent Response: The company's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q is that these statements are based on current projections and beliefs about future trends and events. However, they caution that actual events or results may differ from these forward-looking statements due to various factors. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of the report. Therefore, it is advised not to rely solely on these forward-looking statements as predictions of future events.
[13] Question: Has there been any change in Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q between March and September 2022?
Thought: I need to use the tools to get the information about Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q for March, June, and September 2022.
Action: march_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in this Quarterly Report on Form 10-Q that discuss future events or expectations. These statements are based on the company's current projections and beliefs about future trends and events that may impact its business, financial condition, operating results, prospects, strategy, and financial needs. However, actual events or results may differ from these forward-looking statements, and there are risks, uncertainties, assumptions, and other factors that could affect the outcome of these events. Therefore, it is advised not to rely solely on these forward-looking statements as predictions of future events. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of this report.
Thought: Now I need to compare this information with the stance in June and September 2022.
Action: june_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in this document that predict or anticipate future events or trends. These statements are based on the company's current expectations and projections about future events and may include statements about the company's future financial performance, business strategy, and objectives. It is important to note that actual events or results may differ from these forward-looking statements, and they should not be relied upon as predictions of future events. The company cautions investors not to unduly rely on these statements, as they are inherently uncertain and subject to risks and uncertainties.
Thought: The stance in June seems to be similar to that in March. Now I need to check the stance in September 2022.
Action: sept_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in a document that predict or anticipate future events or outcomes. These statements are based on the current expectations and projections of the company and may include information about future financial performance, business strategy, market trends, and other factors that may affect the company's operations. It is important to note that actual events or results may differ from these forward-looking statements, as they are subject to risks, uncertainties, and other factors that may arise in the future. Therefore, it is advised not to solely rely on these statements when making investment decisions.
Response: Between March and September 2022, there doesn't appear to be any significant change in Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q. In all quarters, the company emphasizes that these statements are based on current expectations and projections, and actual results may differ. They advise not to rely solely on these statements for making decisions. The company does not commit to updating these statements to reflect new information or future events.
[13] Agent Response: Between March and September 2022, there doesn't appear to be any significant change in Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q. In all quarters, the company emphasizes that these statements are based on current expectations and projections, and actual results may differ. They advise not to rely solely on these statements for making decisions. The company does not commit to updating these statements to reflect new information or future events.
[14] Question: What was the company's stance on updating forward-looking statements in their June 2022 Quarterly Report on Form 10-Q?
Thought: I need to use the tool that provides information about Uber's quarterly financials ending June 2022 to answer this question.
Action: june_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in this document that predict or anticipate future events or trends. These statements are based on the company's current expectations and projections about future events and may include statements about the company's future financial performance, business strategy, and objectives. It is important to note that actual events or results may differ from these forward-looking statements, and they should not be relied upon as predictions of future events. The company cautions investors not to unduly rely on these statements, as they are inherently uncertain and subject to risks and uncertainties.
Response: In their June 2022 Quarterly Report on Form 10-Q, the company stated that forward-looking statements are predictions or anticipations of future events or trends based on current expectations and projections. These may include statements about future financial performance, business strategy, and objectives. However, the company emphasized that actual events or results may differ from these forward-looking statements. They cautioned investors not to unduly rely on these statements as they are inherently uncertain and subject to risks and uncertainties.
[14] Agent Response: In their June 2022 Quarterly Report on Form 10-Q, the company stated that forward-looking statements are predictions or anticipations of future events or trends based on current expectations and projections. These may include statements about future financial performance, business strategy, and objectives. However, the company emphasized that actual events or results may differ from these forward-looking statements. They cautioned investors not to unduly rely on these statements as they are inherently uncertain and subject to risks and uncertainties.
[15] Question: Can you compare and contrast Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q across the three quarters of 2022?
Thought: I need to use the tools to get the information about Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q for each of the three quarters of 2022.
Action: march_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in this Quarterly Report on Form 10-Q that discuss future events or expectations. These statements are based on the company's current projections and beliefs about future trends and events that may impact its business, financial condition, operating results, prospects, strategy, and financial needs. However, actual events or results may differ from these forward-looking statements, and there are risks, uncertainties, assumptions, and other factors that could affect the outcome of these events. Therefore, it is advised not to rely solely on these forward-looking statements as predictions of future events. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of this report.
Thought: Now I will use the june_2022 tool to get the information about Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in this document that predict or anticipate future events or trends. These statements are based on the company's current expectations and projections about future events and may include statements about the company's future financial performance, business strategy, and objectives. It is important to note that actual events or results may differ from these forward-looking statements, and they should not be relied upon as predictions of future events. The company cautions investors not to unduly rely on these statements, as they are inherently uncertain and subject to risks and uncertainties.
Thought: Now I will use the sept_2022 tool to get the information about Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'forward-looking statements'}
Observation: Forward-looking statements are statements made in a document that predict or anticipate future events or outcomes. These statements are based on the current expectations and projections of the company and may include information about future financial performance, business strategy, market trends, and other factors that may affect the company's operations. It is important to note that actual events or results may differ from these forward-looking statements, as they are subject to risks, uncertainties, and other factors that may arise in the future. Therefore, it is advised not to solely rely on these statements when making investment decisions.
Response: Across the three quarters of 2022, Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q has been consistent. In all quarters, the company has made it clear that forward-looking statements are predictions or anticipations of future events or trends based on the company's current expectations and projections. These may include statements about the company's future financial performance, business strategy, and objectives. However, Uber has consistently cautioned that actual events or results may differ from these forward-looking statements due to various risks and uncertainties. Therefore, they advise not to rely solely on these statements for making investment decisions. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of the report.
[15] Agent Response: Across the three quarters of 2022, Uber's stance on updating forward-looking statements in their Quarterly Report on Form 10-Q has been consistent. In all quarters, the company has made it clear that forward-looking statements are predictions or anticipations of future events or trends based on the company's current expectations and projections. These may include statements about the company's future financial performance, business strategy, and objectives. However, Uber has consistently cautioned that actual events or results may differ from these forward-looking statements due to various risks and uncertainties. Therefore, they advise not to rely solely on these statements for making investment decisions. The company does not have an obligation to update these statements to reflect new information or events that occur after the date of the report.
[16] Question: What is the total amount of cash and cash equivalents as of March 31, 2022, according to Uber's March 10Q filing?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: As of the end of the period, the company had $4,836 million in cash and cash equivalents.
Response: The total amount of cash and cash equivalents as of March 31, 2022, according to Uber's March 10Q filing, was $4,836 million.
[16] Agent Response: The total amount of cash and cash equivalents as of March 31, 2022, according to Uber's March 10Q filing, was $4,836 million.
[17] Question: What is the total amount of cash and cash equivalents as of June 30, 2022, according to Uber's June 10Q filing?
Thought: I need to use the tool that provides information about Uber's financials for the quarter ending in June 2022 to answer this question.
Action: june_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: The company's cash and cash equivalents, as reported in the condensed consolidated balance sheets, were $4,443 million as of the end of the period.
Response: The total amount of cash and cash equivalents as of June 30, 2022, according to Uber's June 10Q filing, was $4,443 million.
[17] Agent Response: The total amount of cash and cash equivalents as of June 30, 2022, according to Uber's June 10Q filing, was $4,443 million.
[18] Question: Can you compare the total amount of cash and cash equivalents of Uber in March and June 2022 and provide reasons for any changes?
Thought: I need to use the tools to get the financial data for Uber in March and June 2022.
Action: march_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: As of the end of the period, the company had $4,836 million in cash and cash equivalents.
Thought: Now I have the data for March 2022. I need to use the tool to get the data for June 2022.
Action: june_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: The company's cash and cash equivalents, as reported in the condensed consolidated balance sheets, were $4,443 million as of the end of the period.
Thought: Now I have the data for June 2022. The cash and cash equivalents decreased from $4,836 million in March 2022 to $4,443 million in June 2022. I need to find out the reasons for this decrease.
Action: june_2022
Action Input: {'input': 'reason for change in cash and cash equivalents'}
Observation: The reason for the change in cash and cash equivalents is not explicitly stated in the provided context information.
Response: The total amount of cash and cash equivalents of Uber decreased from $4,836 million in March 2022 to $4,443 million in June 2022. The specific reasons for this decrease are not explicitly stated in the available financial data. However, changes in cash and cash equivalents can be due to various factors such as operational costs, investments, acquisitions, debt repayments, among others.
[18] Agent Response: The total amount of cash and cash equivalents of Uber decreased from $4,836 million in March 2022 to $4,443 million in June 2022. The specific reasons for this decrease are not explicitly stated in the available financial data. However, changes in cash and cash equivalents can be due to various factors such as operational costs, investments, acquisitions, debt repayments, among others.
[19] Question: How did the total amount of cash and cash equivalents of Uber change over the three quarters of 2022?
Thought: I need to use the tools to get the financial data for each quarter of 2022.
Action: march_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: As of the end of the period, the company had $4,836 million in cash and cash equivalents.
Thought: Now I have the cash and cash equivalents for the first quarter. I need to get the same information for the second quarter.
Action: june_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: The cash and cash equivalents for Uber Technologies, Inc. at the end of the period were $6,454 million in 2021 and $7,864 million in 2022.
Thought: Now I have the cash and cash equivalents for the second quarter. I need to get the same information for the third quarter.
Action: sept_2022
Action Input: {'input': 'cash and cash equivalents'}
Observation: The company's cash and cash equivalents at the end of the period were $9,790 million in 2022 and $8,634 million in 2021.
Response: The total amount of cash and cash equivalents of Uber increased over the three quarters of 2022. It was $4,836 million at the end of the first quarter, $7,864 million at the end of the second quarter, and $9,790 million at the end of the third quarter.
[19] Agent Response: The total amount of cash and cash equivalents of Uber increased over the three quarters of 2022. It was $4,836 million at the end of the first quarter, $7,864 million at the end of the second quarter, and $9,790 million at the end of the third quarter.
[20] Question: What was the net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022'}
Observation: The net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022, was $5,930 million.
Response: The net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022, was $5,930 million.
[20] Agent Response: The net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022, was $5,930 million.
[21] Question: 1. What was the net loss attributable to Uber Technologies, Inc. for the three months ended June 30, 2022?
Thought: I need to use the tool that provides information about Uber's financials for the quarter ending June 2022 to answer this question.
Action: june_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc.'}
Observation: The net loss attributable to Uber Technologies, Inc. for the period indicated is $2,601 million.
Response: The net loss attributable to Uber Technologies, Inc. for the three months ended June 30, 2022 was $2,601 million.
[21] Agent Response: The net loss attributable to Uber Technologies, Inc. for the three months ended June 30, 2022 was $2,601 million.
[22] Question: 2. Can you compare the net loss attributable to Uber Technologies, Inc. for the three months ended March 31, 2022 and June 30, 2022 and explain any significant changes?
Thought: I need to use the tools to get the financial data for the first and second quarters of 2022.
Action: march_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc.'}
Observation: The net loss attributable to Uber Technologies, Inc. for the period mentioned in the context information is $(5,930) million.
Thought: Now I need to use the tool to get the financial data for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc.'}
Observation: The net loss attributable to Uber Technologies, Inc. for the period indicated is $2,601 million.
Response: The net loss attributable to Uber Technologies, Inc. decreased from $(5,930) million in the first quarter (ending March 31, 2022) to $2,601 million in the second quarter (ending June 30, 2022). This represents a significant reduction in net loss, which could be due to a variety of factors such as increased revenue, decreased expenses, or other changes in the company's financial activities.
[22] Agent Response: The net loss attributable to Uber Technologies, Inc. decreased from $(5,930) million in the first quarter (ending March 31, 2022) to $2,601 million in the second quarter (ending June 30, 2022). This represents a significant reduction in net loss, which could be due to a variety of factors such as increased revenue, decreased expenses, or other changes in the company's financial activities.
[23] Question: 3. How did the net loss attributable to Uber Technologies, Inc. change over the three quarters of 2022?
Thought: I need to use the tools to get the net loss attributable to Uber Technologies, Inc. for each of the three quarters of 2022.
Action: march_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc.'}
Observation: The net loss attributable to Uber Technologies, Inc. for the period mentioned in the context information is $(5,930) million.
Thought: Now I need to get the net loss attributable to Uber Technologies, Inc. for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc.'}
Observation: The net loss attributable to Uber Technologies, Inc. for the period indicated is $2,601 million.
Thought: Now I need to get the net loss attributable to Uber Technologies, Inc. for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'net loss attributable to Uber Technologies, Inc.'}
Observation: The net loss attributable to Uber Technologies, Inc. for the period indicated is $(1,206) million.
Response: The net loss attributable to Uber Technologies, Inc. decreased over the three quarters of 2022. It was $(5,930) million in the first quarter, $2,601 million in the second quarter, and $(1,206) million in the third quarter.
[23] Agent Response: The net loss attributable to Uber Technologies, Inc. decreased over the three quarters of 2022. It was $(5,930) million in the first quarter, $2,601 million in the second quarter, and $(1,206) million in the third quarter.
[24] Question: What was the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022, was $-5,911 million.
Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022, was $-5,911 million.
[24] Agent Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022, was $-5,911 million.
[25] Question: 1. What was the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended June 30, 2022?
Thought: I need to use the tool that provides information about Uber's financials for the quarter ending June 2022 to answer this question.
Action: june_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc.'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the period indicated is $1,171 million for the three months ended June 30, 2021, and ($2,801) million for the three months ended June 30, 2022.
Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended June 30, 2022 was ($2,801) million.
[25] Agent Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended June 30, 2022 was ($2,801) million.
[26] Question: 2. Can you compare the comprehensive income (loss) attributable to Uber Technologies, Inc. for the three months ended March 31, 2022 and June 30, 2022 and provide possible reasons for any changes?
Thought: I need to use the tools to get the financial data for the three months ended March 31, 2022 and June 30, 2022.
Action: march_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc.'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the period is $1,081 million in 2021 and ($5,911) million in 2022.
Thought: Now I need to get the financial data for the three months ended June 30, 2022.
Action: june_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc.'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the period indicated is $1,171 million for the three months ended June 30, 2021, and ($2,801) million for the three months ended June 30, 2022.
Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. increased from a loss of ($5,911) million in March 2022 to a loss of ($2,801) million in June 2022. This indicates that while Uber is still operating at a loss, the magnitude of the loss has decreased. The reasons for this change could be due to a variety of factors, such as increased revenue, decreased expenses, or a combination of both. However, without more specific information, it's not possible to definitively determine the cause of this change.
[26] Agent Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. increased from a loss of ($5,911) million in March 2022 to a loss of ($2,801) million in June 2022. This indicates that while Uber is still operating at a loss, the magnitude of the loss has decreased. The reasons for this change could be due to a variety of factors, such as increased revenue, decreased expenses, or a combination of both. However, without more specific information, it's not possible to definitively determine the cause of this change.
[27] Question: 3. How did the comprehensive income (loss) attributable to Uber Technologies, Inc. change over the three quarters of 2022?
Thought: I need to use the tools to get the comprehensive income (loss) attributable to Uber Technologies, Inc. for each of the three quarters of 2022.
Action: march_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc.'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the period is $1,081 million in 2021 and ($5,911) million in 2022.
Thought: Now I need to get the comprehensive income (loss) attributable to Uber Technologies, Inc. for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc.'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. for the period indicated is $1,171 million for the three months ended June 30, 2021, and ($2,801) million for the three months ended June 30, 2022.
Thought: Now I need to get the comprehensive income (loss) attributable to Uber Technologies, Inc. for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'comprehensive income (loss) attributable to Uber Technologies, Inc.'}
Observation: The comprehensive income (loss) attributable to Uber Technologies, Inc. is $(911) million.
Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. changed significantly over the three quarters of 2022. In the first quarter, it was ($5,911) million. In the second quarter, it improved to ($2,801) million. However, in the third quarter, it was still in loss at ($911) million.
[27] Agent Response: The comprehensive income (loss) attributable to Uber Technologies, Inc. changed significantly over the three quarters of 2022. In the first quarter, it was ($5,911) million. In the second quarter, it improved to ($2,801) million. However, in the third quarter, it was still in loss at ($911) million.
[28] Question: What was the balance of non-redeemable non-controlling interests as of March 31, 2021, according to the Uber March 10Q filing?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'non-redeemable non-controlling interests balance as of March 31, 2021'}
Observation: The non-redeemable non-controlling interests balance as of March 31, 2021 was $0 million.
Response: The balance of non-redeemable non-controlling interests as of March 31, 2021, according to the Uber March 10Q filing, was $0 million.
[28] Agent Response: The balance of non-redeemable non-controlling interests as of March 31, 2021, according to the Uber March 10Q filing, was $0 million.
[29] Question: What was the balance of non-redeemable non-controlling interests as of March 31, 2022, according to the Uber March 10Q filing?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'non-redeemable non-controlling interests balance as of March 31, 2022'}
Observation: The non-redeemable non-controlling interests balance as of March 31, 2022 is $697 million.
Response: The balance of non-redeemable non-controlling interests as of March 31, 2022, according to the Uber March 10Q filing, was $697 million.
[29] Agent Response: The balance of non-redeemable non-controlling interests as of March 31, 2022, according to the Uber March 10Q filing, was $697 million.
[30] Question: How did the balance of non-redeemable non-controlling interests change from March 2022 to September 2022 according to Uber's 10Q filings?
Thought: I need to use the tools to get the balance of non-redeemable non-controlling interests for March 2022 and September 2022.
Action: march_2022
Action Input: {'input': 'non-redeemable non-controlling interests'}
Observation: Non-redeemable non-controlling interests refer to the portion of equity in a company that is held by minority shareholders and cannot be redeemed or repurchased by the company. These interests represent the ownership stake of minority shareholders in the company's assets and earnings. Unlike redeemable non-controlling interests, which can be bought back by the company at a future date, non-redeemable non-controlling interests are considered permanent equity in the company.
Thought: The tool didn't provide the specific information about the balance of non-redeemable non-controlling interests for March 2022. I will try again.
Action: march_2022
Action Input: {'input': 'balance of non-redeemable non-controlling interests'}
Observation: The balance of non-redeemable non-controlling interests as of March 31, 2022, is $697 million.
Thought: Now I have the balance for March 2022. I need to use the tool for September 2022 to get the balance for that period.
Action: sept_2022
Action Input: {'input': 'balance of non-redeemable non-controlling interests'}
Observation: The balance of non-redeemable non-controlling interests is $723 million as of September 30, 2022.
Response: The balance of non-redeemable non-controlling interests increased from $697 million in March 2022 to $723 million in September 2022 according to Uber's 10Q filings.
[30] Agent Response: The balance of non-redeemable non-controlling interests increased from $697 million in March 2022 to $723 million in September 2022 according to Uber's 10Q filings.
[31] Question: Can you compare the balance of non-redeemable non-controlling interests in Uber's March 2022 and June 2022 10Q filings?
Thought: I need to use the tools to get the information about Uber's non-redeemable non-controlling interests in March 2022 and June 2022.
Action: march_2022
Action Input: {'input': 'non-redeemable non-controlling interests'}
Observation: Non-redeemable non-controlling interests refer to the portion of equity in a company that is held by minority shareholders and cannot be redeemed or repurchased by the company. These interests represent the ownership stake of minority shareholders in the company's assets and earnings. Unlike redeemable non-controlling interests, which can be bought back by the company at a future date, non-redeemable non-controlling interests are considered permanent equity in the company.
Thought: The tool didn't provide the specific information about Uber's non-redeemable non-controlling interests in March 2022. I need to try again with a different input.
Action: march_2022
Action Input: {'input': 'balance of non-redeemable non-controlling interests'}
Observation: The balance of non-redeemable non-controlling interests as of March 31, 2022, is $697 million.
Thought: Now that I have the balance of non-redeemable non-controlling interests for March 2022, I need to use the june_2022 tool to get the same information for June 2022.
Action: june_2022
Action Input: {'input': 'balance of non-redeemable non-controlling interests'}
Observation: The balance of non-redeemable non-controlling interests as of June 30, 2022, is $708 million.
Response: The balance of non-redeemable non-controlling interests in Uber's financials increased from $697 million in March 2022 to $708 million in June 2022.
[31] Agent Response: The balance of non-redeemable non-controlling interests in Uber's financials increased from $697 million in March 2022 to $708 million in June 2022.
[32] Question: What was the net income (loss) for Uber Technologies, Inc. for the period ending March 31, 2022?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'net income'}
Observation: Net income refers to the amount of profit or earnings that a company has after deducting all expenses, taxes, and interest from its total revenue. It is a measure of a company's profitability and is often reported on financial statements.
Thought: The tool didn't provide the specific net income for Uber Technologies, Inc. for the period ending March 31, 2022. I need to try again.
Action: march_2022
Action Input: {'input': 'Uber Technologies, Inc. net income'}
Observation: Uber Technologies, Inc. reported a net loss of $108 million for the period ending March 31, 2021, and a net loss of $5,930 million for the period ending March 31, 2022.
Response: The net loss for Uber Technologies, Inc. for the period ending March 31, 2022 was $5,930 million.
[32] Agent Response: The net loss for Uber Technologies, Inc. for the period ending March 31, 2022 was $5,930 million.
[33] Question: 1. How did the net income (loss) for Uber Technologies, Inc. change from the period ending March 31, 2022 to the period ending June 30, 2022?
Thought: I need to use the tools to get the net income (loss) for Uber for the periods ending March 31, 2022 and June 30, 2022.
Action: march_2022
Action Input: {'input': 'net income'}
Observation: Net income refers to the amount of profit or earnings that a company generates after deducting all expenses, taxes, and interest from its total revenue. It is a key financial metric that indicates the profitability of a company.
Thought: The tool didn't provide the specific net income for Uber in March 2022. I need to try again.
Action: march_2022
Action Input: {'input': 'Uber net income'}
Observation: Uber's net income for the first quarter of 2022 was a loss of $5.9 billion.
Thought: Now I have the net income for Uber for the period ending March 31, 2022. Next, I need to get the net income for the period ending June 30, 2022.
Action: june_2022
Action Input: {'input': 'Uber net income'}
Observation: Uber's net income for the three months ended June 30, 2022, was a loss of $2.6 billion.
Response: The net income (loss) for Uber Technologies, Inc. decreased from a loss of $5.9 billion in the period ending March 31, 2022, to a loss of $2.6 billion in the period ending June 30, 2022. This represents an improvement in Uber's financial performance.
[33] Agent Response: The net income (loss) for Uber Technologies, Inc. decreased from a loss of $5.9 billion in the period ending March 31, 2022, to a loss of $2.6 billion in the period ending June 30, 2022. This represents an improvement in Uber's financial performance.
[34] Question: 2. Can you compare the net income (loss) for Uber Technologies, Inc. for the periods ending March 31, 2022 and September 30, 2022?
Thought: I need to use the tools to get the net income (loss) for Uber for the periods ending March 31, 2022 and September 30, 2022.
Action: march_2022
Action Input: {'input': 'net income'}
Observation: Net income refers to the amount of profit or earnings that a company generates after deducting all expenses, taxes, and interest from its total revenue. It is a key financial metric that indicates the profitability of a company.
Thought: The tool didn't provide the specific net income for Uber in March 2022. I'll try again.
Action: march_2022
Action Input: {'input': 'Uber net income'}
Observation: Uber's net income for the first quarter of 2022 was a loss of $5.9 billion.
Thought: I have the net income for Uber for the period ending March 31, 2022. Now I need to get the net income for the period ending September 30, 2022.
Action: sept_2022
Action Input: {'input': 'Uber net income'}
Observation: Based on the provided context information, the net income for Uber Technologies, Inc. for the specified periods is as follows:

- Three Months Ended September 30, 2021: Net loss attributable to Uber Technologies, Inc. of $2,424 million.
- Three Months Ended September 30, 2022: Net loss attributable to Uber Technologies, Inc. of $1,206 million.
- Nine Months Ended September 30, 2021: Net loss attributable to Uber Technologies, Inc. of $9,622 million.
- Nine Months Ended September 30, 2022: Net loss attributable to Uber Technologies, Inc. of $1,206 million.

Please note that the provided information indicates net loss rather than net income for Uber.
Response: Uber Technologies, Inc. had a net loss of $5.9 billion for the period ending March 31, 2022. For the period ending September 30, 2022, the company had a net loss of $1.206 billion. Therefore, the net loss decreased from March to September 2022.
[34] Agent Response: Uber Technologies, Inc. had a net loss of $5.9 billion for the period ending March 31, 2022. For the period ending September 30, 2022, the company had a net loss of $1.206 billion. Therefore, the net loss decreased from March to September 2022.
[35] Question: 3. What was the trend in net income (loss) for Uber Technologies, Inc. over the three quarters ending in March, June, and September 2022?
Thought: I need to use the tools to get the net income (loss) for Uber Technologies, Inc. for the three quarters ending in March, June, and September 2022.
Action: march_2022
Action Input: {'input': 'net income'}
Observation: Net income refers to the amount of profit or earnings that a company has after deducting all expenses, taxes, and interest from its total revenue. It is a measure of a company's profitability and is often reported on financial statements.
Thought: The tool didn't provide the specific net income for Uber in March 2022. I'll try again.
Action: march_2022
Action Input: {'input': 'Uber net income'}
Observation: Uber's net income for the first quarter of 2022 was a loss of $5.9 billion.
Thought: I have the net income for Uber for the first quarter ending in March 2022. Now I need to get the net income for the second quarter ending in June 2022.
Action: june_2022
Action Input: {'input': 'Uber net income'}
Observation: Uber's net income for the three months ended June 30, 2022, was a loss of $2.6 billion.
Thought: I have the net income for Uber for the second quarter ending in June 2022. Now I need to get the net income for the third quarter ending in September 2022.
Action: sept_2022
Action Input: {'input': 'Uber net income'}
Observation: Based on the provided context information, the net income for Uber Technologies, Inc. for the specified periods is as follows:

- Three Months Ended September 30, 2021: Net loss attributable to Uber Technologies, Inc. of $2,424 million.
- Three Months Ended September 30, 2022: Net loss attributable to Uber Technologies, Inc. of $1,206 million.
- Nine Months Ended September 30, 2021: Net loss attributable to Uber Technologies, Inc. of $9,622 million.
- Nine Months Ended September 30, 2022: Net loss attributable to Uber Technologies, Inc. of $1,206 million.

Please note that the provided information only includes net loss figures and does not provide any information on net income.
Response: The net income (loss) for Uber Technologies, Inc. over the three quarters ending in March, June, and September 2022 showed a decreasing trend in losses. In March 2022, the net loss was $5.9 billion. This decreased to a loss of $2.6 billion in June 2022. By September 2022, the net loss further decreased to $1.206 billion.
[35] Agent Response: The net income (loss) for Uber Technologies, Inc. over the three quarters ending in March, June, and September 2022 showed a decreasing trend in losses. In March 2022, the net loss was $5.9 billion. This decreased to a loss of $2.6 billion in June 2022. By September 2022, the net loss further decreased to $1.206 billion.
[36] Question: What was the net loss including non-controlling interests for Uber in the first quarter of 2022?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the three months ended March 31, 2022, was $5,918 million.
Response: The net loss including non-controlling interests for Uber in the first quarter of 2022 was $5,918 million.
[36] Agent Response: The net loss including non-controlling interests for Uber in the first quarter of 2022 was $5,918 million.
[37] Question: 1. How did the net loss including non-controlling interests for Uber change from the first quarter to the second quarter of 2022?
Thought: I need to use the tools to get the net loss including non-controlling interests for Uber in the first and second quarters of 2022.
Action: march_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the three months ended March 31, 2022, was $5,918 million.
Thought: Now I need to find the net loss including non-controlling interests for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the period specified in the context information is $2,616 million.
Response: The net loss including non-controlling interests for Uber decreased from $5,918 million in the first quarter of 2022 to $2,616 million in the second quarter of 2022.
[37] Agent Response: The net loss including non-controlling interests for Uber decreased from $5,918 million in the first quarter of 2022 to $2,616 million in the second quarter of 2022.
[38] Question: 2. Can you compare the net loss including non-controlling interests for Uber in the first and third quarters of 2022?
Thought: I need to use the tools to get the financial data for the first and third quarters of 2022.
Action: march_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the three months ended March 31, 2022, was $5,918 million.
Thought: Now I have the net loss for the first quarter. I need to use the tool to get the net loss for the third quarter.
Action: sept_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the specified period is $(1,204) million.
Response: The net loss including non-controlling interests for Uber in the first quarter of 2022 was $5,918 million, while in the third quarter it was $1,204 million. Therefore, the net loss decreased from the first to the third quarter.
[38] Agent Response: The net loss including non-controlling interests for Uber in the first quarter of 2022 was $5,918 million, while in the third quarter it was $1,204 million. Therefore, the net loss decreased from the first to the third quarter.
[39] Question: 3. What was the trend in net loss including non-controlling interests for Uber over the three quarters of 2022?
Thought: I need to use the tools to get the net loss including non-controlling interests for Uber over the three quarters of 2022.
Action: march_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the three months ended March 31, 2022, was $5,918 million.
Thought: Now I need to get the net loss including non-controlling interests for Uber for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the period mentioned in the context information is $(2,616) million.
Thought: Now I need to get the net loss including non-controlling interests for Uber for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'net loss including non-controlling interests'}
Observation: The net loss including non-controlling interests for the specified period is $(1,204) million.
Response: The net loss including non-controlling interests for Uber decreased over the three quarters of 2022. It was $5,918 million in the first quarter, decreased to $2,616 million in the second quarter, and further decreased to $1,204 million in the third quarter.
[39] Agent Response: The net loss including non-controlling interests for Uber decreased over the three quarters of 2022. It was $5,918 million in the first quarter, decreased to $2,616 million in the second quarter, and further decreased to $1,204 million in the third quarter.
[40] Question: What was the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period?
Thought: I need to use the tools to gather the financial data for the periods in question. I'll start with the first quarter of 2022.
Action: march_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is $1,133 million.
Thought: Now I need to gather the same data for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is $1,286 million.
Thought: Finally, I need to gather the same data for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is not provided in the given context information.
Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents was $1,133 million in the first quarter and $1,286 million in the second quarter of 2022. The data for the third quarter is not provided.
[40] Agent Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents was $1,133 million in the first quarter and $1,286 million in the second quarter of 2022. The data for the third quarter is not provided.
[41] Question: What was the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period of June 2022?
Thought: I need to use the june_2022 tool to get the financial information for Uber in June 2022.
Action: june_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is $1,286 million.
Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period of June 2022 was $1,286 million.
[41] Agent Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the period of June 2022 was $1,286 million.
[42] Question: Can you compare the net decrease in cash and cash equivalents, and restricted cash and cash equivalents during the periods of March 2022 and September 2022?
Thought: I need to use the tools to get the financial data for March 2022 and September 2022.
Action: march_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is $1,133 million.
Thought: Now I need to get the financial data for September 2022.
Action: sept_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is not provided in the given context information.
Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents for March 2022 was $1,133 million. Unfortunately, the same data for September 2022 is not provided.
[42] Agent Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents for March 2022 was $1,133 million. Unfortunately, the same data for September 2022 is not provided.
[43] Question: What was the trend in the net decrease in cash and cash equivalents, and restricted cash and cash equivalents over the three quarters of 2022?
Thought: I need to use the tools to get the financial data for each of the three quarters of 2022.
Action: march_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is $1,133 million.
Thought: Now I need to get the same data for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is $1,286 million.
Thought: Now I need to get the same data for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'net decrease in cash and cash equivalents, and restricted cash and cash equivalents'}
Observation: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents is not provided in the given context information.
Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents was $1,133 million in the first quarter and $1,286 million in the second quarter of 2022. Unfortunately, the data for the third quarter is not provided.
[43] Agent Response: The net decrease in cash and cash equivalents, and restricted cash and cash equivalents was $1,133 million in the first quarter and $1,286 million in the second quarter of 2022. Unfortunately, the data for the third quarter is not provided.
[44] Question: What is Uber's primary business model and what types of services does it offer on its platform?
Response: Uber's primary business model is a platform-based model where it connects drivers and riders through its app. The company does not own any vehicles; instead, it relies on independent contractors who provide their own cars. Uber makes money by taking a percentage of each fare.
[44] Agent Response: Uber's primary business model is a platform-based model where it connects drivers and riders through its app. The company does not own any vehicles; instead, it relies on independent contractors who provide their own cars. Uber makes money by taking a percentage of each fare.
[45] Question: How has Uber's primary business model and the types of services it offers on its platform evolved from March 2022 to September 2022?
Thought: I need to use the tools to gather information about Uber's financials and services for the quarters ending in March, June, and September 2022.
Action: march_2022
Action Input: {'input': 'services'}
Observation: The company relies on third-party service providers for various aspects of its operations, including hosting a significant portion of its platform, providing software for its products and offerings, and processing data. Any interruptions or delays in services from these third parties could impair the delivery of the company's products and offerings and harm its business. Additionally, the company relies on third parties maintaining open marketplaces to distribute its platform and provide software. If these third parties interfere with the distribution of the company's products or offerings or with its use of such software, it could adversely affect the business.
Thought: I have information about Uber's business model and services for March 2022. Now I need to gather similar information for June 2022.
Action: june_2022
Action Input: {'input': 'services'}
Observation: The reliance on third-party service providers is mentioned multiple times in the context information. These service providers are responsible for hosting, processing, and maintaining various aspects of Uber's platform, including data storage, payment processing, and software distribution. Any interruptions, delays, or limitations in the services provided by these third parties could have adverse effects on Uber's business operations, reputation, and financial condition. Additionally, the context mentions the potential impact of changes in marketplaces, such as the Apple App Store and Google Play, on the distribution of Uber's platform and the effectiveness of its advertising. Therefore, the term "services" in this context refers to the services provided by third-party service providers, including hosting, payment processing, software distribution, and advertising platforms.
Thought: I have information about Uber's business model and services for June 2022. Now I need to gather similar information for September 2022.
Action: sept_2022
Action Input: {'input': 'services'}
Observation: If the query is referring to the services provided by Uber, the context information suggests that Uber relies on third parties for various services. For example, Uber relies on third parties for the performance and reliability of Internet, mobile, and other infrastructures, as well as for the distribution of their platform and the software used in their products and offerings. Uber also relies on third parties for elements of the payment processing infrastructure underlying their platform. Additionally, Uber uses a combination of third-party cloud computing services and co-located data centers to host a significant portion of their platform. Interruptions or delays in services from these third parties could impair the delivery of Uber's products and offerings.
Response: Uber's primary business model and the types of services it offers on its platform have remained consistent from March 2022 to September 2022. The company continues to rely heavily on third-party service providers for various aspects of its operations. These include hosting a significant portion of its platform, providing software for its products and offerings, processing payments, and distributing its platform. Any interruptions or delays in services from these third parties could impair the delivery of Uber's products and offerings and harm its business. There is no indication of a significant evolution or change in the types of services offered by Uber during this period.
[45] Agent Response: Uber's primary business model and the types of services it offers on its platform have remained consistent from March 2022 to September 2022. The company continues to rely heavily on third-party service providers for various aspects of its operations. These include hosting a significant portion of its platform, providing software for its products and offerings, processing payments, and distributing its platform. Any interruptions or delays in services from these third parties could impair the delivery of Uber's products and offerings and harm its business. There is no indication of a significant evolution or change in the types of services offered by Uber during this period.
[46] Question: Can you compare and contrast the primary business model and types of services Uber offered on its platform in June 2022 versus September 2022?
Thought: I need to use the tools to get the information about Uber's business model and types of services in June 2022 and September 2022.
Action: june_2022
Action Input: {'input': 'business model and services'}
Observation: Uber operates a business model that includes various services. These services include ride-hailing through their Mobility offering, food delivery through their Delivery offering, and freight transportation through their Freight offering. In addition, Uber has licensed its brand to other companies for use in certain regions, such as Didi in China, Yandex.Taxi in Russia/CIS, and Zomato in India. However, it is important to note that while Uber has certain contractual protections in place with these companies, it does not control their actions. Overall, Uber's business model encompasses a range of services aimed at providing transportation and delivery solutions to customers.
Thought: Now I have the information about Uber's business model and services in June 2022. I need to use the tool to get the same information for September 2022.
Action: sept_2022
Action Input: {'input': 'business model and services'}
Observation: The success of our business relies on the performance and reliability of Internet, mobile, and other infrastructures that are not under our control. Disruptions in these infrastructures, such as Internet outages or GPS signal failures, can impact the speed and availability of our platform. If our platform is unavailable or slow, users may not return to our platform and may choose to use our competitors' products or offerings instead. Additionally, we have no control over the costs of services provided by national telecommunications operators, and if fees increase, consumer traffic may decrease, resulting in a significant decrease in revenue. Our business also depends on the efficient operation of mobile communications systems, and any unanticipated problems like power outages or security breaches could cause delays or interruptions to our products and offerings. Furthermore, foreign governments may shut down our platform, which could damage our reputation and disrupt our operations. We rely on third parties to distribute our platform and provide software for our products and offerings, and any interference from these third parties could adversely affect our business. Our platform also depends on interoperability with various devices, operating systems, and third-party applications, and the loss of interoperability could have a negative impact. Additionally, we rely on third parties for payment processing infrastructure, and if these elements become unavailable or unfavorable, our business could be adversely affected.
Thought: The information provided for September 2022 does not directly address the business model and services of Uber. It seems to be more about the risks and dependencies of Uber's operations. I need to try again to get the correct information.
Action: sept_2022
Action Input: {'input': 'Uber services and business model'}
Observation: Uber provides various services, including ridesharing, delivery, and freight. The company faces competition in each of its offerings, such as personal vehicle ownership, traditional transportation services, and other ridesharing companies. Additionally, Uber is subject to legislative and regulatory proceedings, allegations, and lawsuits in the jurisdictions where it operates. These legal challenges can be expensive and time-consuming to defend and may result in financial damages or penalties. Uber also faces regulatory obstacles and potential restrictions on its operations, which could adversely affect its revenue and growth.
Response: In both June and September 2022, Uber's primary business model included various services such as ride-hailing (Mobility), food delivery (Delivery), and freight transportation (Freight). In June 2022, it was also noted that Uber had licensed its brand to other companies for use in certain regions, such as Didi in China, Yandex.Taxi in Russia/CIS, and Zomato in India.
[46] Agent Response: In both June and September 2022, Uber's primary business model included various services such as ride-hailing (Mobility), food delivery (Delivery), and freight transportation (Freight). In June 2022, it was also noted that Uber had licensed its brand to other companies for use in certain regions, such as Didi in China, Yandex.Taxi in Russia/CIS, and Zomato in India.
[47] Question: What new types of services did Uber introduce on its platform throughout 2022?
Thought: I need to use the tools to gather information about Uber's services in each quarter of 2022.
Action: march_2022
Action Input: {'input': 'new services'}
Observation: There is no information in the given context about new services.
Thought: The tool for the first quarter of 2022 did not provide any information about new services. I will now use the tool for the second quarter.
Action: june_2022
Action Input: {'input': 'new services'}
Observation: The context information does not provide any specific details about new services.
Thought: The tool for the second quarter of 2022 also did not provide any information about new services. I will now use the tool for the third quarter.
Action: sept_2022
Action Input: {'input': 'new services'}
Observation: The company mentioned in the context is looking to retain and attract users to their platform by investing in the development of new products, offerings, and features. These new services are intended to add value for drivers, consumers, merchants, shippers, and carriers, and differentiate the company from its competitors. The success of these new services depends on factors such as timely completion, introduction, and market acceptance. However, there is a risk that these new services may not work as intended or provide the intended value to platform users.
Response: Throughout 2022, Uber invested in the development of new products, offerings, and features to add value for drivers, consumers, merchants, shippers, and carriers, and differentiate the company from its competitors. However, the specific types of new services introduced are not mentioned.
[47] Agent Response: Throughout 2022, Uber invested in the development of new products, offerings, and features to add value for drivers, consumers, merchants, shippers, and carriers, and differentiate the company from its competitors. However, the specific types of new services introduced are not mentioned.
[48] Question: What factors did Uber consider when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic?
Thought: I need to use a tool to help me answer the question.
Action: march_2022
Action Input: {'input': "COVID-19 impact on Uber's investment and asset valuation"}
Observation: The COVID-19 pandemic has had an adverse impact on Uber's business, financial condition, and results of operations. This includes the valuation of its investments and assets. The uncertainties and volatility in the global financial markets and economies resulting from the pandemic, as well as the impact of the pandemic on Uber's operations and the operations of its investees, have led to changes in estimates and judgments related to the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets. The value of Uber's assets, which includes minority ownership positions in various entities, is based in part on the market valuations of these entities, and weakened financial markets have adversely affected, and may continue to adversely affect, such valuations. Additionally, if these entities experience a material decline in their business, it would adversely affect the value of Uber's assets and its financial results.
Thought: I need to use more tools to gather information from the subsequent quarters to see if there were any changes or updates to the factors considered by Uber.
Action: june_2022
Action Input: {'input': "COVID-19 impact on Uber's investment and asset valuation"}
Observation: The COVID-19 pandemic has had an impact on Uber's investment and asset valuation. The economic impact of the pandemic has caused extreme volatility in financial markets, which has adversely affected Uber's stock price and its ability to access capital markets. Additionally, concerns over the economic impact of the pandemic have heightened many of the risks associated with Uber's investments and assets. The pandemic's impact on Uber's business and financial results may also have cascading effects that could further adversely impact its investment and asset valuation. However, the exact extent of the impact and any permanent changes to Uber's investments and asset valuation cannot be predicted with certainty.
Thought: I need to use the last tool to gather information from the final quarter to see if there were any changes or updates to the factors considered by Uber.
Action: sept_2022
Action Input: {'input': "COVID-19 impact on Uber's investment and asset valuation"}
Observation: The COVID-19 pandemic has had an adverse impact on Uber's business and operations, including reducing the demand for its Mobility offerings globally. As a result, Uber has had to take significant actions in response, such as additional reductions in workforce and changes to pricing models. The pandemic has also affected Uber's near-term financial results and may continue to impact its long-term financial results. The uncertainty surrounding the pandemic makes it difficult to predict its cumulative and ultimate impact on Uber's future business operations, liquidity, financial condition, and results of operations. Additionally, concerns over the economic impact of the pandemic have caused volatility in financial markets, which may adversely impact Uber's stock price and its ability to access capital markets. Therefore, the COVID-19 pandemic has had a significant impact on Uber's investment and asset valuation.
Response: Uber considered several factors when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic. These factors include:
[48] Agent Response: Uber considered several factors when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic. These factors include:
[49] Question: What factors did Uber consider when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic in June 2022?
Thought: I need to use a tool to help me answer the question.
Action: june_2022
Action Input: {'input': 'COVID-19 impact on fair values of investments and assets'}
Observation: The COVID-19 pandemic has had an impact on the fair values of investments and assets. The uncertainty caused by the pandemic has made it difficult to predict the ultimate impact on business operations, liquidity, financial condition, and results of operations. The extent of the impact will depend on various factors such as the duration of the outbreak, the effectiveness of vaccines, the impact on capital and financial markets, and changes in consumer behavior. These uncertainties have resulted in changes in the fair values of financial assets and liabilities, including non-marketable equity securities. The fair value measurements of these securities are based on valuation methods that take into account observable transactions and other inputs. Additionally, the economic conditions resulting from the pandemic, such as changes in discretionary consumer spending, inflation, and increased costs for drivers and merchants, have also affected the fair values of assets. Overall, the COVID-19 pandemic has introduced significant uncertainty and volatility in the fair values of investments and assets.
Response: In June 2022, Uber considered several factors when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic. These factors included the duration of the outbreak, the effectiveness of vaccines, the impact on capital and financial markets, and changes in consumer behavior. The uncertainties introduced by the pandemic resulted in changes in the fair values of financial assets and liabilities, including non-marketable equity securities. The fair value measurements of these securities were based on valuation methods that took into account observable transactions and other inputs. Economic conditions resulting from the pandemic, such as changes in discretionary consumer spending, inflation, and increased costs for drivers and merchants, also affected the fair values of assets.
[49] Agent Response: In June 2022, Uber considered several factors when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic. These factors included the duration of the outbreak, the effectiveness of vaccines, the impact on capital and financial markets, and changes in consumer behavior. The uncertainties introduced by the pandemic resulted in changes in the fair values of financial assets and liabilities, including non-marketable equity securities. The fair value measurements of these securities were based on valuation methods that took into account observable transactions and other inputs. Economic conditions resulting from the pandemic, such as changes in discretionary consumer spending, inflation, and increased costs for drivers and merchants, also affected the fair values of assets.
[50] Question: Can you compare and contrast the factors Uber considered when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic between March and September 2022?
Thought: I need to use the tools to gather information about Uber's financials for the quarters ending in March, June, and September 2022 to answer this question.
Action: march_2022
Action Input: {'input': 'fair values of investments and equity method investments, goodwill and recoverability of long-lived assets'}
Observation: The COVID-19 pandemic has had an impact on the fair values of investments and equity method investments, as well as the determination of goodwill and the recoverability of long-lived assets. The uncertainties and volatility in the global financial markets and economies resulting from the pandemic, along with the uncertainties related to the impact of the pandemic on the company and its investees' operations and financial performance, mean that these estimates may change in future periods as new events occur and additional information is obtained.
Thought: Now I need to gather the same information for the quarter ending in June 2022.
Action: june_2022
Action Input: {'input': 'fair values of investments and equity method investments, goodwill and recoverability of long-lived assets'}
Observation: The context information provides details about the fair values of investments and equity method investments. It mentions that the fair value of investments is measured using the three-tier fair value hierarchy, which includes Level 1, Level 2, and Level 3 inputs. Level 1 valuations are based on quoted market prices, Level 2 valuations are obtained from readily available pricing sources or models using market observable inputs, and Level 3 valuations are based on unobservable inputs and estimation techniques.

The context also mentions the carrying value of equity method investments, which is adjusted for the share in the income or losses of the investee and amortization of basis differences. It further explains that the equity method goodwill and intangible assets are adjusted for currency translation adjustments.

Regarding the recoverability of long-lived assets, the context does not provide specific information about it.
Thought: Now I need to gather the same information for the quarter ending in September 2022.
Action: sept_2022
Action Input: {'input': 'fair values of investments and equity method investments, goodwill and recoverability of long-lived assets'}
Observation: Management evaluates the fair values of investments and equity method investments on an ongoing basis. This involves assessing the value of these investments based on various factors and market conditions. Additionally, management also evaluates the recoverability of long-lived assets, such as goodwill. This involves assessing whether the carrying value of these assets can be recovered through future cash flows. These evaluations are subject to judgment and may involve estimating useful lives, impairment losses, and other factors. The actual results may differ from these estimates.
Response: Between March and September 2022, Uber considered several factors when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic.
[50] Agent Response: Between March and September 2022, Uber considered several factors when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic.
[51] Question: How did the factors Uber considered when assessing the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, in light of the COVID-19 pandemic change over the course of 2022?
Thought: I need to use the tools to gather information about Uber's financials for each quarter of 2022. I'll start with the first quarter.
Action: march_2022
Action Input: {'input': 'fair values of investments and equity method investments, goodwill and recoverability of long-lived assets'}
Observation: The COVID-19 pandemic has had an impact on the fair values of investments and equity method investments, as well as the goodwill and recoverability of long-lived assets. The uncertainties and volatility in the global financial markets and economies resulting from the pandemic have affected these estimates. It is important to note that these estimates may change in the future as new events occur and additional information is obtained.
Thought: Now that I have the information for the first quarter, I need to gather the same information for the second quarter.
Action: june_2022
Action Input: {'input': 'fair values of investments and equity method investments, goodwill and recoverability of long-lived assets'}
Observation: The context information provides details about the fair values of investments and equity method investments. It mentions that the fair value of investments is measured using the three-tier fair value hierarchy, which includes Level 1, Level 2, and Level 3 inputs. Level 1 valuations are based on quoted market prices, Level 2 valuations are obtained from readily available pricing sources or models using market observable inputs, and Level 3 valuations are based on unobservable inputs and estimation techniques.

The context also mentions the carrying value of equity method investments, which is adjusted for the share in the income or losses of the investee and amortization of basis differences. It further explains that the equity method goodwill and intangible assets are adjusted for currency translation adjustments.

Regarding the recoverability of long-lived assets, the context does not provide specific information about it.
Thought: I have the information for the second quarter. Now, I need to gather the same information for the third quarter.
Action: sept_2022
Action Input: {'input': 'fair values of investments and equity method investments, goodwill and recoverability of long-lived assets'}
Observation: Management evaluates the fair values of investments and equity method investments on an ongoing basis. This involves assessing the value of these investments based on various factors and market conditions. Additionally, management also evaluates the recoverability of long-lived assets, such as goodwill. This involves assessing whether the carrying value of these assets can be recovered through future cash flows. These evaluations are subject to judgment and may involve estimating useful lives, impairment losses, and other factors. The actual results may differ from these estimates.
Response: Over the course of 2022, Uber's assessment of the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, evolved in response to the ongoing COVID-19 pandemic. In the first quarter, the pandemic's impact on global financial markets and economies led to uncertainties and volatility that affected these estimates. By the second quarter, Uber was using a three-tier fair value hierarchy to measure the fair value of investments, and the carrying value of equity method investments was adjusted for the share in the income or losses of the investee and amortization of basis differences. However, there was no specific information provided about the recoverability of long-lived assets. By the third quarter, management was evaluating the fair values of investments and equity method investments on an ongoing basis, assessing the value based on various factors and market conditions. They were also evaluating the recoverability of long-lived assets, such as goodwill, by assessing whether the carrying value of these assets could be recovered through future cash flows. These evaluations were subject to judgment and may involve estimating useful lives, impairment losses, and other factors. The actual results may differ from these estimates.
[51] Agent Response: Over the course of 2022, Uber's assessment of the fair values of certain investments and equity method investments, as well as goodwill and the recoverability of long-lived assets, evolved in response to the ongoing COVID-19 pandemic. In the first quarter, the pandemic's impact on global financial markets and economies led to uncertainties and volatility that affected these estimates. By the second quarter, Uber was using a three-tier fair value hierarchy to measure the fair value of investments, and the carrying value of equity method investments was adjusted for the share in the income or losses of the investee and amortization of basis differences. However, there was no specific information provided about the recoverability of long-lived assets. By the third quarter, management was evaluating the fair values of investments and equity method investments on an ongoing basis, assessing the value based on various factors and market conditions. They were also evaluating the recoverability of long-lived assets, such as goodwill, by assessing whether the carrying value of these assets could be recovered through future cash flows. These evaluations were subject to judgment and may involve estimating useful lives, impairment losses, and other factors. The actual results may differ from these estimates.
[52] Question: What are the factors that have had an adverse impact on Uber's business and operations, as mentioned in the March 10Q filing?
Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'adverse factors'}
Observation: Some of the adverse factors mentioned in the context include the impact of the COVID-19 pandemic on the business, the potential reclassification of drivers as employees, intense competition in the industry, the need to lower fares and offer incentives to remain competitive, significant losses incurred by the company, the risk of not attracting or retaining enough drivers and users, challenges in maintaining and enhancing the brand and reputation, operational and cultural challenges, risks related to data privacy and security breaches, legal and regulatory risks, and economic conditions affecting consumer spending.
Response: The factors that have had an adverse impact on Uber's business and operations, as mentioned in the March 10Q filing, include:
[52] Agent Response: The factors that have had an adverse impact on Uber's business and operations, as mentioned in the March 10Q filing, include:
[53] Question: What are the factors that have had an adverse impact on Uber's business and operations, as mentioned in the June 2022 10Q filing?
Thought: I need to use the june_2022 tool to help me answer the question.
Action: june_2022
Action Input: {'input': 'adverse factors'}
Observation: The adverse factors mentioned in the context include the impact of the COVID-19 pandemic on business partners and third-party vendors, volatility in financial markets, economic conditions affecting discretionary consumer spending, shifts in consumer behavior during recessionary periods, increased costs for drivers, merchants, and carriers, dependencies on third-party infrastructures, criminal or dangerous activity by platform users, risks associated with new ventures and technologies, dependence on high-quality personnel, security and data privacy breaches, climate change risks, legal and regulatory risks, risks related to intellectual property, adverse litigation judgments or settlements, and the potential impact of arbitration provisions in terms of service.
Response: The factors that have had an adverse impact on Uber's business and operations, as mentioned in the June 2022 10Q filing, include:
[53] Agent Response: The factors that have had an adverse impact on Uber's business and operations, as mentioned in the June 2022 10Q filing, include:
[54] Question: Can you compare and contrast the factors that have had an adverse impact on Uber's business and operations as mentioned in the March and September 2022 10Q filings?
Thought: I need to use the tools to get the information from the March and September 2022 10Q filings.
Action: march_2022
Action Input: {'input': 'adverse factors'}
Observation: Some of the adverse factors mentioned in the context include the impact of the COVID-19 pandemic on the business, the potential reclassification of drivers as employees, intense competition in the industry, the need to lower fares and offer incentives to remain competitive, significant losses incurred by the company, the risk of not attracting or retaining enough drivers and users, challenges in maintaining and enhancing the brand and reputation, operational and cultural challenges, the need to optimize organizational structure and manage growth effectively, safety incidents, risks associated with new ventures and technologies, economic, social, weather, and regulatory conditions affecting operations, potential failure to offer autonomous vehicle technologies, dependence on high-quality personnel, security and data privacy breaches, climate change risks, reliance on third parties for distribution and software, the need for additional capital, risks related to acquisitions and integration, limitations in certain jurisdictions, legal and regulatory risks, extensive government regulation and oversight, risks related to data processing and privacy, intellectual property protection, volatility of stock price, and the need to manage economic conditions and their impact on consumer spending.
Thought: Now that I have the adverse factors for March 2022, I need to use the tool to get the information from the September 2022 10Q filing.
Action: sept_2022
Action Input: {'input': 'adverse factors'}
Observation: The adverse factors mentioned in the context include risks related to health epidemics, such as the ongoing COVID-19 pandemic, which can have a negative impact on the demand for Uber's Mobility offerings. Other adverse factors include driver supply constraints, concerns regarding the COVID-19 pandemic, the need to temporarily suspend shared rides, and the potential negative effects of economic, social, weather, and regulatory conditions on Uber's operations. Additionally, factors such as increased costs for drivers, merchants, and carriers, as well as inflation and increased operating costs, can also have adverse effects on Uber's business.
Response: In both the March and September 2022 10Q filings, Uber's business and operations were adversely impacted by the ongoing COVID-19 pandemic, which affected the demand for their services. Economic, social, weather, and regulatory conditions were also common factors that negatively affected their operations in both quarters.
[54] Agent Response: In both the March and September 2022 10Q filings, Uber's business and operations were adversely impacted by the ongoing COVID-19 pandemic, which affected the demand for their services. Economic, social, weather, and regulatory conditions were also common factors that negatively affected their operations in both quarters.
[55] Question: How have the factors that have had an adverse impact on Uber's business and operations changed over the course of 2022, as per the March, June, and September 10Q filings?
Thought: I need to use the tools to gather information about Uber's business and operations from the March, June, and September 10Q filings.
Action: march_2022
Action Input: {'input': 'adverse factors'}
Observation: Some of the adverse factors mentioned in the context include the impact of the COVID-19 pandemic on the business, the potential reclassification of drivers as employees, intense competition in the industry, the need to lower fares and offer incentives to remain competitive, significant losses incurred by the company, the risk of not attracting or retaining enough drivers and users, challenges in maintaining and enhancing the brand and reputation, operational and cultural challenges, risks related to data privacy and security breaches, legal and regulatory risks, and economic conditions affecting consumer spending.
Thought: Now I need to gather similar information from the June 2022 10Q filing.
Action: june_2022
Action Input: {'input': 'adverse factors'}
Observation: Factors that could have a negative impact on a business or its operations. These factors may include economic conditions, such as recessions or inflation, disruptions in infrastructure or technology, security breaches or data privacy issues, legal and regulatory risks, and adverse litigation judgments or settlements. Other adverse factors may include shifts in consumer behavior, changes in market conditions, and the impact of external events such as the COVID-19 pandemic. These factors can potentially harm a company's financial performance, reputation, and ability to attract and retain customers or employees.
Thought: Now I need to gather similar information from the September 2022 10Q filing.
Action: sept_2022
Action Input: {'input': 'adverse factors'}
Observation: The adverse factors mentioned in the context include risks related to health epidemics, such as the ongoing COVID-19 pandemic, which can have a negative impact on the demand for Uber's Mobility offerings. Other adverse factors include driver supply constraints, concerns regarding the COVID-19 pandemic, the need to temporarily suspend shared rides, and the potential negative effects of economic, social, weather, and regulatory conditions on Uber's operations. Additionally, factors such as increased costs for drivers, merchants, and carriers, as well as inflation and increased operating costs, can also have adverse effects on Uber's business.
Response: Over the course of 2022, the adverse factors impacting Uber's business and operations have evolved. In March, the concerns were primarily around the impact of the COVID-19 pandemic, potential reclassification of drivers as employees, intense competition, significant losses, and risks related to data privacy and security breaches. By June, the focus shifted to include disruptions in infrastructure or technology, shifts in consumer behavior, and changes in market conditions. By September, the adverse factors highlighted were health epidemics like COVID-19 affecting the demand for Uber's Mobility offerings, driver supply constraints, the need to suspend shared rides, and increased costs for drivers, merchants, and carriers due to inflation and increased operating costs.
[55] Agent Response: Over the course of 2022, the adverse factors impacting Uber's business and operations have evolved. In March, the concerns were primarily around the impact of the COVID-19 pandemic, potential reclassification of drivers as employees, intense competition, significant losses, and risks related to data privacy and security breaches. By June, the focus shifted to include disruptions in infrastructure or technology, shifts in consumer behavior, and changes in market conditions. By September, the adverse factors highlighted were health epidemics like COVID-19 affecting the demand for Uber's Mobility offerings, driver supply constraints, the need to suspend shared rides, and increased costs for drivers, merchants, and carriers due to inflation and increased operating costs.
[56] Question: What is the revenue recognition method used by Uber for transportation services provided to end-users in certain markets?
Thought: I need to use a tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'revenue recognition method'}
Observation: The revenue recognition method used by the company is based on the completion of a trip or delivery. Revenue is recognized when a trip or delivery is complete. In certain markets where the company is responsible for mobility or delivery services, revenue from end-users is presented on a gross basis, while payments to drivers or couriers are recognized in cost of revenue.
Response: Uber recognizes revenue based on the completion of a trip or delivery. In certain markets where Uber is responsible for mobility or delivery services, revenue from end-users is presented on a gross basis. Payments to drivers or couriers in these markets are recognized in the cost of revenue.
[56] Agent Response: Uber recognizes revenue based on the completion of a trip or delivery. In certain markets where Uber is responsible for mobility or delivery services, revenue from end-users is presented on a gross basis. Payments to drivers or couriers in these markets are recognized in the cost of revenue.
[57] Question: Has the revenue recognition method used by Uber for transportation services provided to end-users in certain markets changed between March and September 2022?
Thought: I need to use the tools to get the financial information for Uber for the quarters ending in March and September 2022.
Action: march_2022
Action Input: {'input': 'revenue recognition method'}
Observation: The revenue recognition method used by the company is based on the completion of a trip or delivery. Revenue is recognized when a trip or delivery is complete. In certain markets where the company is responsible for mobility or delivery services, revenue from end-users is presented on a gross basis, while payments to drivers or couriers are recognized in cost of revenue.
Thought: Now I need to check the revenue recognition method used by Uber in September 2022 to see if there has been any change.
Action: sept_2022
Action Input: {'input': 'revenue recognition method'}
Observation: The revenue recognition method used by the company is to recognize revenue when a trip is complete. In certain markets where the company is responsible for mobility services, revenue from end-users is presented on a gross basis, while payments to drivers for mobility services are recognized in cost of revenue.
Response: No, the revenue recognition method used by Uber for transportation services provided to end-users in certain markets has not changed between March and September 2022. It continues to be based on the completion of a trip or delivery, with revenue from end-users presented on a gross basis and payments to drivers or couriers recognized in cost of revenue.
[57] Agent Response: No, the revenue recognition method used by Uber for transportation services provided to end-users in certain markets has not changed between March and September 2022. It continues to be based on the completion of a trip or delivery, with revenue from end-users presented on a gross basis and payments to drivers or couriers recognized in cost of revenue.
[58] Question: What was the revenue recognition method used by Uber for transportation services provided to end-users in certain markets in June 2022?
Thought: I need to use the tool that provides information about Uber's financials for June 2022 to answer this question.
Action: june_2022
Action Input: {'input': 'revenue recognition method for transportation services'}
Observation: The revenue recognition method for transportation services is recognized when a trip is complete.
Response: The revenue recognition method used by Uber for transportation services provided to end-users in certain markets in June 2022 is recognized when a trip is complete.
[58] Agent Response: The revenue recognition method used by Uber for transportation services provided to end-users in certain markets in June 2022 is recognized when a trip is complete.
[59] Question: Can you compare the revenue recognition methods used by Uber for transportation services provided to end-users in certain markets across the three quarters of 2022?
Thought: I need to use the tools to gather information about Uber's revenue recognition methods for each quarter of 2022.
Action: march_2022
Action Input: {'input': 'revenue recognition methods'}
Observation: The company recognizes revenue from fees paid by Drivers and Merchants for the use of their platform. They act as an agent in these transactions by connecting consumers to Drivers and Merchants to facilitate transportation services. Revenue is recognized when a trip is complete. In certain markets where the company is responsible for mobility services, they present revenue from end-users on a gross basis, while payments to Drivers for mobility services are recognized in cost of revenue. Additionally, the company derives revenue from Delivery transactions, where delivery fees charged to end-users are included in revenue, while payments to Couriers for delivery services are recognized in cost of revenue.
Thought: Now I will use the june_2022 tool to gather information about Uber's revenue recognition methods for the second quarter of 2022.
Action: june_2022
Action Input: {'input': 'revenue recognition methods'}
Observation: The revenue recognition methods used by the company are based on the type of services provided. For mobility services, revenue is recognized when a trip is complete. In these markets, revenue from end-users is presented on a gross basis, while payments to drivers for mobility services are recognized in cost of revenue. For delivery services, revenue is derived from merchants' and couriers' use of the delivery platform, and in certain markets, delivery fees charged to end-users are also included in revenue. Additionally, the company generates advertising revenue from sponsored listing fees paid by merchants and brands.
Thought: Finally, I will use the sept_2022 tool to gather information about Uber's revenue recognition methods for the third quarter of 2022.
Action: sept_2022
Action Input: {'input': 'revenue recognition methods'}
Observation: The revenue recognition methods used by the company are based on the nature of the transaction and the markets in which they operate. For mobility services, revenue is recognized when a trip is complete, and in certain markets where the company is responsible for mobility services, revenue from end-users is presented on a gross basis. For delivery services, revenue is derived from merchants' and couriers' use of the delivery platform, and in certain markets, delivery fees charged to end-users are also included in revenue. Freight revenue consists of revenue from freight transportation services provided to shippers. Additionally, the company generates revenue from advertising services and other revenue streams such as financial partnerships products.
Response: Uber's revenue recognition methods across the three quarters of 2022 have been consistent. For mobility services, revenue is recognized when a trip is complete. In certain markets where Uber is responsible for mobility services, revenue from end-users is presented on a gross basis, while payments to drivers are recognized in the cost of revenue. For delivery services, revenue is derived from fees paid by merchants and couriers for the use of Uber's platform. In certain markets, delivery fees charged to end-users are also included in revenue. In the third quarter, Uber also mentioned revenue from freight transportation services provided to shippers, and other revenue streams such as advertising services and financial partnerships products.
[59] Agent Response: Uber's revenue recognition methods across the three quarters of 2022 have been consistent. For mobility services, revenue is recognized when a trip is complete. In certain markets where Uber is responsible for mobility services, revenue from end-users is presented on a gross basis, while payments to drivers are recognized in the cost of revenue. For delivery services, revenue is derived from fees paid by merchants and couriers for the use of Uber's platform. In certain markets, delivery fees charged to end-users are also included in revenue. In the third quarter, Uber also mentioned revenue from freight transportation services provided to shippers, and other revenue streams such as advertising services and financial partnerships products.

In [ ]:

# save events
finetuning_handler.save_finetuning_events("finetuning_events_10q.jsonl")

# save events finetuning_handler.save_finetuning_events("finetuning_events_10q.jsonl")

Wrote 184 examples to finetuning_events_10q.jsonl

Create OpenAIFinetuneEngine¶

We create an OpenAIFinetuneEngine: the finetune engine will launch a finetuning job, and returning an LLM model that you can directly plugin to the rest of LlamaIndex workflows.

In [ ]:

from llama_index.finetuning import OpenAIFinetuneEngine

finetune_engine = OpenAIFinetuneEngine(
    "gpt-3.5-turbo",
    "finetuning_events_10q.jsonl",
    # start_job_id="<start-job-id>"  # if you have an existing job, can specify id here
)

from llama_index.finetuning import OpenAIFinetuneEngine finetune_engine = OpenAIFinetuneEngine( "gpt-3.5-turbo", "finetuning_events_10q.jsonl", # start_job_id="" # if you have an existing job, can specify id here )

In [ ]:

finetune_engine.finetune()

finetune_engine.finetune()

Num examples: 184
First example:
{'role': 'system', 'content': '\nYou are designed to help with a variety of tasks, from answering questions     to providing summaries to other types of analyses.\n\n## Tools\nYou have access to a wide variety of tools. You are responsible for using\nthe tools in any sequence you deem appropriate to complete the task at hand.\nThis may require breaking the task into subtasks and using different tools\nto complete each subtask.\n\nYou have access to the following tools:\n> Tool Name: march_2022\nTool Description: Provides information about Uber quarterly financials ending March 2022\nTool Args: {\'title\': \'DefaultToolFnSchema\', \'description\': \'Default tool function Schema.\', \'type\': \'object\', \'properties\': {\'input\': {\'title\': \'Input\', \'type\': \'string\'}}, \'required\': [\'input\']}\n\n> Tool Name: june_2022\nTool Description: Provides information about Uber quarterly financials ending June 2022\nTool Args: {\'title\': \'DefaultToolFnSchema\', \'description\': \'Default tool function Schema.\', \'type\': \'object\', \'properties\': {\'input\': {\'title\': \'Input\', \'type\': \'string\'}}, \'required\': [\'input\']}\n\n> Tool Name: sept_2022\nTool Description: Provides information about Uber quarterly financials ending September 2022\nTool Args: {\'title\': \'DefaultToolFnSchema\', \'description\': \'Default tool function Schema.\', \'type\': \'object\', \'properties\': {\'input\': {\'title\': \'Input\', \'type\': \'string\'}}, \'required\': [\'input\']}\n\n\n## Output Format\nTo answer the question, please use the following format.\n\n```\nThought: I need to use a tool to help me answer the question.\nAction: tool name (one of march_2022, june_2022, sept_2022)\nAction Input: the input to the tool, in a JSON format representing the kwargs (e.g. {"text": "hello world", "num_beams": 5})\n```\nPlease use a valid JSON format for the action input. Do NOT do this {\'text\': \'hello world\', \'num_beams\': 5}.\n\nIf this format is used, the user will respond in the following format:\n\n```\nObservation: tool response\n```\n\nYou should keep repeating the above format until you have enough information\nto answer the question without using any more tools. At that point, you MUST respond\nin the following format:\n\n```\nThought: I can answer without using any more tools.\nAnswer: [your answer here]\n```\n\n## Current Conversation\nBelow is the current conversation consisting of interleaving human and assistant messages.\n\n'}
{'role': 'user', 'content': "What is the address of Uber Technologies, Inc.'s principal executive offices?"}
{'role': 'assistant', 'content': 'Thought: I need to use a tool to help me answer the question.\nAction: march_2022\nAction Input: {"input": "principal executive offices address"}'}
No errors found
Num examples missing system message: 0
Num examples missing user message: 0

#### Distribution of num_messages_per_example:
min / max: 3, 11
mean / median: 5.358695652173913, 5.0
p5 / p95: 3.0, 9.0

#### Distribution of num_total_tokens_per_example:
min / max: 610, 1583
mean / median: 816.2771739130435, 761.5
p5 / p95: 630.0, 1074.2

#### Distribution of num_assistant_tokens_per_example:
min / max: 33, 474
mean / median: 127.58152173913044, 100.0
p5 / p95: 44.0, 240.10000000000005

0 examples may be over the 4096 token limit, they will be truncated during fine-tuning
Dataset has ~150195 tokens that will be charged for during training
By default, you'll train for 3 epochs on this dataset
By default, you'll be charged for ~450585 tokens
As of Augest 22, 2023, fine-tuning gpt-3.5-turbo is $0.008 / 1K Tokens.
This means your total cost for training will be $1.20156 per epoch.
Waiting for file to be ready...

In [ ]:

finetune_engine.get_current_job()

finetune_engine.get_current_job()

Out[ ]:

<FineTuningJob fine_tuning.job id=ftjob-OSUTIOyII1IwocEIB2ktcZhB at 0x2ba6868e0> JSON: {
  "object": "fine_tuning.job",
  "id": "ftjob-OSUTIOyII1IwocEIB2ktcZhB",
  "model": "gpt-3.5-turbo-0613",
  "created_at": 1693700082,
  "finished_at": 1693700955,
  "fine_tuned_model": "ft:gpt-3.5-turbo-0613:llamaindex::7uVHHzp7",
  "organization_id": "org-1ZDAvajC6v2ZtAP9hLEIsXRz",
  "result_files": [
    "file-rVuUfjj05GUQbWmnth2JT6W9"
  ],
  "status": "succeeded",
  "validation_file": null,
  "training_file": "file-eUSkAcjIXOOSEtPRhSRR6qzb",
  "hyperparameters": {
    "n_epochs": 3
  },
  "trained_tokens": 449481
}

In [ ]:

ft_llm = finetune_engine.get_finetuned_model(temperature=0.3)

ft_llm = finetune_engine.get_finetuned_model(temperature=0.3)

Run Some Queries! (Compare Finetuned Agent vs. Base Agent)¶

We run some sample queries from the evaluation dataset over both our finetuned agent as well as the base agent.

We qualitatively look at their abilities to perform chain of thought prompting in order to arrive at the right answer.

NOTE: There's a big TODO to setup quantitative metrics so we can more rigorously evaluate the quality of any agent over an evaluation dataset!

In [ ]:

ft_agent = ReActAgent.from_tools(
    query_engine_tools,
    llm=ft_llm,
    callback_manager=callback_manager,
    verbose=True,
)

ft_agent = ReActAgent.from_tools( query_engine_tools, llm=ft_llm, callback_manager=callback_manager, verbose=True, )

In [ ]:

eval_questions = []
with open("eval_questions_10q.txt", "r") as f:
    for line in f:
        eval_questions.append(line.strip())

eval_questions = [] with open("eval_questions_10q.txt", "r") as f: for line in f: eval_questions.append(line.strip())

In [ ]:

# try a sample question
qidx = 0
print(eval_questions[qidx])

# try a sample question qidx = 0 print(eval_questions[qidx])

What is the total fair value of Uber's financial assets as of March 31, 2022?

In [ ]:

base_response = base_agent.query(eval_questions[qidx])
print(str(base_response))

base_response = base_agent.query(eval_questions[qidx]) print(str(base_response))

Thought: I need to use a tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'financial_assets'}
Observation: The financial assets mentioned in the context include non-marketable equity securities, marketable equity securities, and a note receivable from a related party. These assets are measured at fair value on a recurring basis and are categorized into three levels of the fair value hierarchy: Level 1, Level 2, and Level 3. Level 1 assets are valued based on quoted market prices, Level 2 assets are valued using readily available pricing sources or models with market observable inputs, and Level 3 assets are valued based on unobservable inputs and estimation techniques. The Level 3 assets primarily consist of non-marketable equity securities and the note receivable from a related party. The fair value of these assets is estimated using various valuation techniques, including the guideline public company approach and option-pricing models. The fair value of these assets can be influenced by factors such as financing transactions, short-term revenue projections, time to liquidity, and volatility.
Thought: I need to gather more specific information about the fair value of Uber's financial assets as of March 31, 2022.
Action: march_2022
Action Input: {'input': 'fair_value_financial_assets'}
Observation: The financial assets measured at fair value on a recurring basis are categorized into three levels in the fair value hierarchy: Level 1, Level 2, and Level 3. Level 1 assets are valued based on quoted market prices of identical securities. Level 2 assets are valued using pricing sources for comparable instruments or models using market observable inputs. Level 3 assets are valued based on unobservable inputs and estimation techniques due to the absence of quoted market prices and lack of liquidity. The financial assets measured at fair value as of March 31, 2022, include non-marketable equity securities, marketable equity securities, and a note receivable from a related party.
Response: The total fair value of Uber's financial assets as of March 31, 2022, includes non-marketable equity securities, marketable equity securities, and a note receivable from a related party. These assets are categorized into three levels in the fair value hierarchy: Level 1, Level 2, and Level 3. Level 1 assets are valued based on quoted market prices, Level 2 assets are valued using pricing sources or models with market observable inputs, and Level 3 assets are valued based on unobservable inputs and estimation techniques.
The total fair value of Uber's financial assets as of March 31, 2022, includes non-marketable equity securities, marketable equity securities, and a note receivable from a related party. These assets are categorized into three levels in the fair value hierarchy: Level 1, Level 2, and Level 3. Level 1 assets are valued based on quoted market prices, Level 2 assets are valued using pricing sources or models with market observable inputs, and Level 3 assets are valued based on unobservable inputs and estimation techniques.

In [ ]:

ft_response = ft_agent.query(eval_questions[qidx])
print(str(ft_response))

ft_response = ft_agent.query(eval_questions[qidx]) print(str(ft_response))

Thought: I need to use the march_2022 tool to help me answer the question.
Action: march_2022
Action Input: {'input': 'financial assets fair value'}
Observation: The financial assets of the company are measured at fair value on a recurring basis. These financial assets include non-marketable equity securities, marketable equity securities, and a note receivable from a related party. The fair value of these assets is determined based on the three-tier fair value hierarchy, with Level 1 valuations based on quoted market prices, Level 2 valuations obtained from readily available pricing sources or models using market observable inputs, and Level 3 valuations based on unobservable inputs and estimation techniques. The company did not make any transfers between the levels of the fair value hierarchy during the reporting period.
Thought: The tool didn't provide the specific fair value of Uber's financial assets as of March 31, 2022. I need to try again.
Action: march_2022
Action Input: {'input': 'fair value of financial assets'}
Observation: The fair value of financial assets is determined based on the three-tier fair value hierarchy. Level 1 assets are valued using quoted market prices of identical securities. Level 2 assets are valued using readily available pricing sources for comparable instruments or models using market observable inputs. Level 3 assets are valued based on unobservable inputs and other estimation techniques due to the absence of quoted market prices and lack of liquidity. The fair value of financial assets can fluctuate based on changes in these inputs and estimation techniques.
Thought: The tool didn't provide the specific fair value of Uber's financial assets as of March 31, 2022. I need to try again.
Action: march_2022
Action Input: {'input': 'Uber financial assets fair value as of March 31, 2022'}
Observation: As of March 31, 2022, Uber's financial assets measured at fair value were $5,962 million.
Response: The total fair value of Uber's financial assets as of March 31, 2022 was $5,962 million.
The total fair value of Uber's financial assets as of March 31, 2022 was $5,962 million.

In [ ]:

# try the original question that failed
test_q = (
    "Can you tell me about the risk factors in the quarter with the highest"
    " revenue growth?"
)
base_response = base_agent.query(test_q)
print(str(base_response))

# try the original question that failed test_q = ( "Can you tell me about the risk factors in the quarter with the highest" " revenue growth?" ) base_response = base_agent.query(test_q) print(str(base_response))

Thought: I need to find the quarter with the highest revenue growth and then analyze the risk factors for that quarter.
Action: march_2022
Action Input: {'input': 'revenue_growth'}
Observation: The revenue growth for the company in the three months ended March 31, 2022, compared to the same period in 2021, was 136%. This increase in revenue was primarily driven by an increase in Gross Bookings of 35%, primarily due to increases in Mobility Trip volumes as the business recovers from the impacts of COVID-19, and a $1.5 billion increase in Freight revenue resulting from the acquisition of Transplace. Additionally, there was a $304 million increase in Delivery revenue and a $200 million increase in Mobility revenue due to business model changes in the UK.
Thought: The quarter with the highest revenue growth is the quarter ending March 2022. Now I need to analyze the risk factors for that quarter.
Action: march_2022
Action Input: {'input': 'risk_factors'}
Observation: The company faces various risk factors that could have an adverse effect on its business, financial condition, operating results, or prospects. Some of these risks include the impact of the COVID-19 pandemic, the classification of drivers as employees, competition in the mobility, delivery, and logistics industries, the need to lower fares and offer incentives to remain competitive, significant losses and potential inability to achieve profitability, challenges in attracting and maintaining a critical mass of platform users, the importance of maintaining and enhancing the brand and reputation, operational and cultural challenges, the need to optimize organizational structure and manage growth effectively, safety incidents and criminal activity, risks associated with investments in new offerings and technologies, and climate change risks. These risks could result in financial losses, operational disruptions, and harm to the company's brand and reputation.
Response: The risk factors in the quarter with the highest revenue growth (March 2022) include the impact of the COVID-19 pandemic, driver classification issues, competition, financial losses, user acquisition and retention challenges, operational and cultural challenges, and risks associated with new investments and climate change.
The risk factors in the quarter with the highest revenue growth (March 2022) include the impact of the COVID-19 pandemic, driver classification issues, competition, financial losses, user acquisition and retention challenges, operational and cultural challenges, and risks associated with new investments and climate change.

In [ ]:

# NOTE: this successfully looks at each quarter for revenue growth but still falls behind GPT-4
ft_response = ft_agent.query(test_q)
print(str(ft_response))

# NOTE: this successfully looks at each quarter for revenue growth but still falls behind GPT-4 ft_response = ft_agent.query(test_q) print(str(ft_response))

Thought: I need to use the tools to get the revenue growth data for each quarter.
Action: march_2022
Action Input: {'input': 'revenue growth'}
Observation: The revenue for the company has increased significantly compared to the same period last year. The revenue growth is primarily driven by an increase in Gross Bookings, particularly in Mobility Trip volumes as the business recovers from the impacts of COVID-19. Additionally, the acquisition of Transplace has contributed to an increase in Freight revenue. The company has also seen an increase in Delivery revenue and Mobility revenue due to certain business model changes. Overall, the revenue growth for the company has been positive.
Thought: Now I have the revenue growth information for the first quarter. I need to compare it with the revenue growth of the second and third quarters to determine which quarter had the highest growth.
Action: june_2022
Action Input: {'input': 'revenue growth'}
Observation: The context information does not provide specific details about the revenue growth of the company. It mentions that the company's Gross Bookings and revenue growth rates have slowed in recent periods and are expected to continue to slow in the future. However, it does not provide any specific figures or percentages regarding the revenue growth. Therefore, without further information, it is not possible to provide a specific answer regarding the revenue growth of the company.
Thought: The second tool didn't provide the specific revenue growth data for the second quarter. I need to try the third quarter now to see if it provides the necessary information.
Action: sept_2022
Action Input: {'input': 'revenue growth'}
Observation: The revenue growth for Uber in the three months ended September 30, 2022, compared to the same period in 2021, was 72%. For the nine months ended September 30, 2022, compared to the same period in 2021, the revenue growth was 99%.
Response: The quarter with the highest revenue growth for Uber was the third quarter of 2022. During this period, the company's revenue grew by 72% compared to the same period in 2021.
The quarter with the highest revenue growth for Uber was the third quarter of 2022. During this period, the company's revenue grew by 72% compared to the same period in 2021.

Observations: The finetuned model does much better than the base model in terms of reasoning about the current sequence of steps. It passes more detailed answers to the downstream tools and is more capable of refining its approach when initial queries don't work. This applies even if the answer isn't actually found within the context (which is a function of our automatic dataset generation capabilities).